| 23-02219 | 03/06/2024 | Claimant(s): Viktoria Zhilkina
Claimant Lawyers(s): Viktoria Zhilkina
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Terrance J. Nolan
Hearing Site: New York, NY
|  | $1,500 |
| 20-03345 | 04/22/2022 | Claimant(s): Beate Regenauer
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Terrance J. Nolan, Frank Joseph Clemens, Stephen T Schreiber
Hearing Site: New York, NY
| | Expungement |
| 21-01080 | 12/10/2021 | Claimant(s): Leon Behar
Claimant Lawyers(s): Leon I. Behar
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Howard J. Stiefel, Terrance J. Nolan, Rajeev Suresh Shah
Hearing Site: New York, NY
| | $0 |
| 19-01867 | 09/08/2021 | Claimant(s): Anthony Porco
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Terrance J. Nolan, Betty Chen, John Michael Richardson
Hearing Site: New York, NY
| | $0 |
| 19-03721 | 08/13/2021 | Claimant(s): Michael Rosenberg
Claimant Lawyers(s): Courtney Werning
Respondent(s): Hightower Securities
Respondent Lawyers(s): David C. Peet
Arbitrator(s): Anthony Michael Sabino, Terrance J. Nolan, Edmund Timothy Donovan
Hearing Site: New York, NY
| | $163,201 |
| 18-00613 | 02/27/2020 | Claimant(s): Lyle LaMothe
Claimant Lawyers(s): Paul W. Thomas
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jacqueline R. Meyers
Arbitrator(s): Mary Lou McGanney, Terrance J. Nolan, Michael J. Fleming
Hearing Site: New York, NY
| | Dismissed by Rule 12206/12504 |
| 08-02437 | 06/15/2009 | Claimant(s): Santanu Bhattacharya and Gargi Dasgupta
Claimant Lawyers(s): Kevin M. Shelley
Respondent(s): Mitesh Shere, Chicago Investment Group
Respondent Lawyers(s): Brian Neville, Howard Rosenburg
Arbitrator(s): Charles S. Guggenheimer, Arthur H. Sobel, Terrance J. Nolan
Hearing Site: New York, NY
| | $0 |
