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FINRA Awards for James & Associates.

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Displaying 51-57 out of 57 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0347507/19/2010Claimant(s): Greg Merdinger Revocable Trust
Claimant Lawyers(s): Lawrence W. Byrne
Respondent(s): Raymond James Financial Services., Raymond, James & Associates.
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): Richard G Clemens, Daniel R. Formeller, Brenda K. Fournier
Hearing Site: Chicago, IL
Checkmark Icon$0
09-0332407/01/2010Claimant(s): Hal-Eleven Associates
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): Barry Goldman, A. Robert Stevenson, Thomas W. Lawson
Hearing Site: Detroit, MI
Checkmark Icon$90,000
09-0044803/18/2010Claimant(s): Mark Rosenfeld and Mona Rosenfeld
Claimant Lawyers(s): Evan H. Lechtman
Respondent(s): Raymond, James & Associates., Norman Nelson
Respondent Lawyers(s): Erin Linehan
Arbitrator(s): John J. Jordan, Carol Corbett, Mary S. Wyatte
Hearing Site: Philadelphia, PA
Checkmark Icon$165,000
08-0463612/03/2009Claimant(s): STG Realty Corp.
Claimant Lawyers(s): David A. Weintraub
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Terrance Bostic
Arbitrator(s): Guy K. Stewart, Monroe Mitchel, Susan M. Dunning
Hearing Site: Boca Raton, FL
Checkmark Icon$0
08-0098804/29/2009Claimant(s): Kimberly Arntz, Neil Arntz, Neil J. Arntz, Custodian for Rio A.Arnt, Arntz Family Trust
Claimant Lawyers(s): David Gaba
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): Jeanne C. Stilwell, G. E. Craig Doupe, Linda I. Thomas
Hearing Site: Seattle, WA
Checkmark Icon$48,879
08-0075011/12/2008Claimant(s): Michael Stoltz
Claimant Lawyers(s): Michael Stoltz
Respondent(s): Barton Young, Raymond, James & Associates.
Respondent Lawyers(s): Kelli Bullington
Arbitrator(s): Bernard F. Vail
Hearing Site: Helena, MT
Checkmark Icon$13,671
07-0136104/15/2008Claimant(s): Sheila Segrest, Sheila Segrest as next friend of Anna Br
Claimant Lawyers(s): Leah O. Taylor
Respondent(s): Ann Holman, Maxine Chappell, Raymond James Financial Services., Raymond, James & Associates., AIG SunAmerica Life Assurance Co., Chappell & Holman Financial Advisors, In
Respondent Lawyers(s): Bruce W. Barnes, Joseph L. Larrinaga
Arbitrator(s): Lita S Menkin, Todd Edward Phillips, Daniel T. Hull
Hearing Site: Birmingham, AL
Checkmark Icon$36,917

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