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FINRA Awards for George L. Mahr

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0271012/11/2012Claimant(s): Rebecca Ann Storniolo-Co-Trustee & Benef
Claimant Lawyers(s): George L. Mahr
Respondent(s): Bruce Fadem, Dennis Stanek, Glenn Montgomery, RBC Dain Rauscher.
Respondent Lawyers(s): Sandra D. Grannum, Thomas D. Flinn
Arbitrator(s): Kip C. Lubcke, Morton S. Bunis, Jodi A. Hopkinson
Hearing Site: Newark, NJ
Checkmark IconExpungement
09-0563711/28/2011Claimant(s): JoAnne Matina
Claimant Lawyers(s): George L. Mahr
Respondent(s): Joseph Matina
Respondent Lawyers(s): John C. Kelly
Arbitrator(s): Joan M. Traub, Richard H. Hoenig, Leo J. Karwejna
Hearing Site: Newark, NJ
Checkmark Icon$0
09-0548702/09/2011Claimant(s): Doreen Solazzo
Claimant Lawyers(s): George L. Mahr
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Barry S. Gold
Arbitrator(s): Richard D. DeVita, Simone A. Muscarnera, Timothy Mark Jayne
Hearing Site: Newark, NJ
Checkmark IconExpungement
08-0343110/23/2009Claimant(s): Henrietta Costa IRA (Roll Over), John T. Costa, IRA
Claimant Lawyers(s): George L. Mahr
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): John Castelly
Arbitrator(s): Maria D. Cirillo, Thomas M. Crawford, Stanley M. Lenkowicz
Hearing Site: Newark, NJ
Checkmark Icon$8,342

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