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FINRA Awards for Milwaukee, WI

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Displaying 41-50 out of 103 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0333306/07/2017Claimant(s): Christopher Ort
Claimant Lawyers(s): Christopher J. Ort
Respondent(s): Daniel Weninger
Respondent Lawyers(s): Autumn Crowell
Arbitrator(s): Rody P. Biggert
Hearing Site: Milwaukee, WI
Checkmark IconExpungement
16-0166105/18/2017Claimant(s): James White, Janet White
Claimant Lawyers(s): Mark E. Sanders
Respondent(s): Craig Franzke, Optionshouse
Respondent Lawyers(s): Craig Charles Franzke, Meredith F. Hoffman
Arbitrator(s): Randall B. Gold, David E. Jarvis, Mark A. Frankel
Hearing Site: Milwaukee, WI
Checkmark Icon$272,776
16-0033605/17/2017Claimant(s): Kathy McKendry
Claimant Lawyers(s): Sean M. Sweeney
Respondent(s): TD Ameritrade Clearing., Kirk Spano, Bluemound Asset Management
Respondent Lawyers(s): Amanda Wright, Kirk Spano
Arbitrator(s): P. J. Boylan, David J. Hase, Philip J. Glick
Hearing Site: Milwaukee, WI
Checkmark IconStipulated Award
15-0208809/28/2016Claimant(s): Joyce Reuter, Keith Reuter
Claimant Lawyers(s): Stacie H. Rosenzweig
Respondent(s): Jerome Krause
Respondent Lawyers(s): Jerome Scott Krause
Arbitrator(s): Stuart S. Mukamal
Hearing Site: Milwaukee, WI
Checkmark Icon$618,360
16-0017907/12/2016Claimant(s): Jacob Gelfand
Claimant Lawyers(s): Jacob Gelfand
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Gregory G. Gocek
Hearing Site: Milwaukee, WI
Checkmark Icon$38
15-0336506/09/2016Claimant(s): Joseph Pankowski
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Colin Archer, Meyers Associates, L.P.
Respondent Lawyers(s): David A. Schrader
Arbitrator(s): Susan L. Walker
Hearing Site: Milwaukee, WI
Checkmark Icon$19,790
15-0259006/06/2016Claimant(s): Arline Schaubach
Claimant Lawyers(s): Nicole Iannarone
Respondent(s): Tim Gerds, U.S. Bancorp Investments.
Respondent Lawyers(s): John Rock
Arbitrator(s): Rody P. Biggert
Hearing Site: Milwaukee, WI
Checkmark Icon$5,200
15-0262306/03/2016Claimant(s): David Bartelme
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Packerland Brokerage Services.
Respondent Lawyers(s): Daniel A. Hetzel
Arbitrator(s): Gary L. Grolle
Hearing Site: Milwaukee, WI
Checkmark Icon$0
16-0037504/01/2016Claimant(s): William Peel
Claimant Lawyers(s): Sean Sweeney
Respondent(s): Todd Shanholtzer
Respondent Lawyers(s): Todd Alan Shanholtzer
Arbitrator(s): David E. Jarvis
Hearing Site: Milwaukee, WI
Checkmark Icon$0
14-0311703/24/2016Claimant(s): Laura Wanta, Thomas Wanta
Claimant Lawyers(s): Thomas J. Wanta
Respondent(s): Wells Fargo Advisors, Mark Heinen, First Clearing
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s):
Hearing Site: Milwaukee, WI
Checkmark IconExpungement

103 Results

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