| 03-00505 | 01/22/2008 | Claimant(s): Jan Green
Claimant Lawyers(s): Jan Green
Respondent(s): Richard Nickles, R. Nickles & Company
Respondent Lawyers(s): Gayle L. Wilder
Arbitrator(s): Daphne D. Duverney, Donald S. Simons, Robert Rosen
Hearing Site: Los Angeles, CA
|  | $0 |
| 07-02260 | 01/18/2008 | Claimant(s): Anna I. Young Roth IRA, Frederick E. Young Roth IRA, Frederick and Anna Young Joint Tenants
Claimant Lawyers(s): Benjamin B. Siegel
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Kelly R. Davis
Arbitrator(s): Ronald L. Cameron
Hearing Site: Los Angeles, CA
| | $0 |
| 03-06262 | 01/14/2008 | Claimant(s): Corene Barr, Richard A. Barr, Corene and Richard Barr
Claimant Lawyers(s): Richard A. Barr
Respondent(s): Gary Allen, Morgan Stanley DW Inc.
Respondent Lawyers(s): Braden O. Wilhelm
Arbitrator(s): Jon A. Bostrom, Ernest L. Burnside, Annette Gres Shepherd
Hearing Site: Los Angeles, CA
| | $0 |
| 05-02000 | 12/21/2007 | Claimant(s): Lewis Worms, Lewis E. and Corrine I. Worms Trust
Claimant Lawyers(s): Stephen H. Marcus
Respondent(s): J.P. Turner & Company
Respondent Lawyers(s): Scott Holcomb
Arbitrator(s): Carolyn V. Quadt, Vincent J. Natoli, Karen J. Burneff
Hearing Site: Los Angeles, CA
| | Stipulated Award and Expungement |
| 07-00410 | 12/20/2007 | Claimant(s): Issa Razzaghi
Claimant Lawyers(s): Issa Razzaghi
Respondent(s): WAMU Investments.
Respondent Lawyers(s): Richard B. Davis
Arbitrator(s): Larry Edmonson
Hearing Site: Los Angeles, CA
| | $7,500 |
| 05-00581 | 12/19/2007 | Claimant(s): Elizabeth Trombly, Helene Williamson, Robert Williamson, Sande Alessi
Claimant Lawyers(s): Elizabeth Trombly, Helene Williamson, Robert Williamson, Sande Alessi
Respondent(s): Bradford Phillips, Lindsey Riley, FAS Holdings., First Allied Securities.
Respondent Lawyers(s): Eric J.F. Redwine
Arbitrator(s): Gerald A. Koris, Robert E. Lawson, Mason A. Dinehart
Hearing Site: Los Angeles, CA
| | $0 |
| 06-04288 | 12/18/2007 | Claimant(s): Mondana Ghazanfari
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Nusheen Javadizadeh, Shapour Javadizadeh, RJJ Pasadena Securities.
Respondent Lawyers(s): Peter Brown Dolan
Arbitrator(s): Esther A. Spachner, Michael M. Perrigue, Michael Evan Beckman
Hearing Site: Los Angeles, CA
| | $152,140 |
| 06-00393 | 12/17/2007 | Claimant(s): Recipco Corp.
Claimant Lawyers(s): Eric F. Yuhl
Respondent(s): Citigroup Global Markets., Rebecca Rothstein
Respondent Lawyers(s): Craig Varnen, George M. Garvey
Arbitrator(s): Mario H. Metzger, Karen A. Lockwood, David L. Maislen
Hearing Site: Los Angeles, CA
| | $0 |
| 97-04443 | 12/17/2007 | Claimant(s): Hovsep Melik-Hovsepian, Yoland Melik-Hovsepian
Claimant Lawyers(s): Hovsep Melik-Hovsepian
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Robert Moses
Arbitrator(s): Alan Stamm
Hearing Site: Los Angeles, CA
| | $0 |
| 07-01244 | 12/11/2007 | Claimant(s): Ashley Champlin, Ashley Brooke Champlin Treasury Strips
Claimant Lawyers(s): Greg P. Regier
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Ryan P. Smith
Arbitrator(s): David J. Anderson
Hearing Site: Los Angeles, CA
| | $0 |
