| 09-00592 | 07/23/2009 | Claimant(s): Shamshudin L. and Zarina S. Lalji
Claimant Lawyers(s): Shamshudin Ladha Lalji
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): Michael D. Harrison
Hearing Site: Los Angeles, CA
|  | $0 |
| 04-02355 | 07/22/2009 | Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): Craig R. Bockman
Respondent(s): Donald McGhan
Respondent Lawyers(s): Donald K. McGhan
Arbitrator(s): Gerald F. Corrigan, Karen L. Gold, Paul H. White
Hearing Site: Los Angeles, CA
| | $0 |
| 08-03736 | 07/21/2009 | Claimant(s): Natasha Shliapnikoff, Rodion Nahapetov
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): Carolyn V. Quadt
Hearing Site: Los Angeles, CA
| | $3,000 |
| 08-03820 | 07/10/2009 | Claimant(s): Yui Law
Claimant Lawyers(s): Yui W Law
Respondent(s): Wells Fargo Investments, Elliot Chang
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Ralph B. Perry
Hearing Site: Los Angeles, CA
| | $0 |
| 08-04491 | 06/10/2009 | Claimant(s): Dan Schmeidler
Claimant Lawyers(s): Dan Schmeidler
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Mai Klaassen
Arbitrator(s): David W. Casey
Hearing Site: Los Angeles, CA
| | $0 |
| 08-00892 | 06/09/2009 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Devin Anthony Donohue
Respondent(s): Vivine Wang
Respondent Lawyers(s): William A. Stahr
Arbitrator(s): Larry Edmonson, Ronald E. Ogden, Otis E. Hackett
Hearing Site: Los Angeles, CA
| | |
| 08-04851 | 06/08/2009 | Claimant(s): Charles Lieberman, Charles & Ruth Lieberman Trustee
Claimant Lawyers(s): Charles Lieberman
Respondent(s): USAA Management Company
Respondent Lawyers(s): Janis Reeder
Arbitrator(s): Melvin S. Feldman
Hearing Site: Los Angeles, CA
| | $0 |
| 08-03213 | 06/05/2009 | Claimant(s): Randal Brown, Randal B. Brown IRA Rollover, The Randal Brown Trust U/A DTD 01/25/199
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Robert F. Saint-Aubin
Hearing Site: Los Angeles, CA
| | $0 |
| 08-00539 | 06/04/2009 | Claimant(s): Arun Chaudhuri
Claimant Lawyers(s): Arun K. Chaudhuri
Respondent(s): Jason Tellinghuisen, Jeff Smith, Richard Chun, Rod Gonzales
Respondent Lawyers(s): John L. Erikson
Arbitrator(s): Robert W. Vernon
Hearing Site: Los Angeles, CA
| | $0 |
| 08-04339 | 06/04/2009 | Claimant(s): Darria Kosich
Claimant Lawyers(s): Darria Elizabeth Kosich
Respondent(s): Wachovia Securities, David Neison
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Ralph B. Perry
Hearing Site: Los Angeles, CA
| | $0 |
