| 08-00388 | 03/30/2009 | Claimant(s): Gary Fitzgerald, Steve Fitzgerald
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Bryan M. Ward
Arbitrator(s): Nathaniel Charles Berkowitz, William Michael Samsel, Osei J Adoma
Hearing Site: San Francisco, CA
|  | $267,711 |
| 08-03537 | 03/25/2009 | Claimant(s): Elliot Burstein
Claimant Lawyers(s): Elliot L. Burstein
Respondent(s): UBS Financial Services Inc., Sharon Ford
Respondent Lawyers(s): Kathleen S. Adams
Arbitrator(s): John J. Fitzpatrick
Hearing Site: San Francisco, CA
| | $1,585 |
| 07-03481 | 03/18/2009 | Claimant(s): Jeannette Johnson
Claimant Lawyers(s): Scott R. Shewan
Respondent(s): Jesse Gomez
Respondent Lawyers(s): Jesse Gomez
Arbitrator(s): William J. Petzel
Hearing Site: San Francisco, CA
| | $64,663 |
| 08-02728 | 03/11/2009 | Claimant(s): Robert Rabkin
Claimant Lawyers(s): Robert Rabkin
Respondent(s): Dieter Thurow
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Thomas C. McNally
Hearing Site: San Francisco, CA
| | $0 |
| 07-03051 | 03/09/2009 | Claimant(s): Sylvia Vall
Claimant Lawyers(s): Sylvia Vall
Respondent(s): Domenic Accetta, Putnam Retail Management Limited Partner
Respondent Lawyers(s): Jason S. Pinney, MIchael R. Weissmann
Arbitrator(s): James S. Martin
Hearing Site: San Francisco, CA
| | $0 |
| 08-02702 | 02/27/2009 | Claimant(s): Lorraine Ross
Claimant Lawyers(s): Lorraine C. Ross
Respondent(s): John Forney
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Amy Seltzer
Hearing Site: San Francisco, CA
| | $0 |
| 08-02986 | 02/19/2009 | Claimant(s): OptionsHouse.
Claimant Lawyers(s): Lesley G. Smith
Respondent(s): Gregory Colley
Respondent Lawyers(s): Gregory Colley
Arbitrator(s): Edwin C. Shiver
Hearing Site: San Francisco, CA
| | $0 |
| 08-00326 | 01/23/2009 | Claimant(s): Amardeep Misha, Elizabeth Twaddell, The Amardeep Misha & Elizabeth Twadell L
Claimant Lawyers(s): Cary S. Lapidus
Respondent(s): David Lowi, William Evans, Stone & Youngberg
Respondent Lawyers(s): Cara L. Meredith
Arbitrator(s): Alexander L. Mazour, Amy Seltzer, Walter J. Huntley
Hearing Site: San Francisco, CA
| | $250,000 |
| 07-00350 | 12/22/2008 | Claimant(s): Jose. E. Cruz, IRA
Claimant Lawyers(s): Thomas D. Mauriello
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Cheryl R. Kershner, James Conrad Riewerts, Sharon Truluck Maier
Hearing Site: San Francisco, CA
| | $75,000 |
| 07-03106 | 12/02/2008 | Claimant(s): Anthony Lowenstein
Claimant Lawyers(s): Albert L. Boasberg
Respondent(s): William Silva, The Shemano Group.
Respondent Lawyers(s): Philip A. McLeod
Arbitrator(s): Robert G. Miller, Thomas D. Reese, Ronald Chun
Hearing Site: San Francisco, CA
| | $0 |
