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FINRA Awards for Richard E. Lauziere

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Displaying 11-16 out of 16 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0145601/29/2016Claimant(s): E. Gerald Eigenfeld, Norma Eigenfeld
Claimant Lawyers(s): William G. Shields
Respondent(s): Patrick Ayers, Ayers Financial Services, ING Financial Partners.
Respondent Lawyers(s): C. Bryce Benson
Arbitrator(s): Richard E. Lauziere, Janice L. Burnham, Overman Randolph Rollins
Hearing Site: Richmond, VA
Checkmark Icon$0
11-0232703/14/2013Claimant(s): Dorothy Burhans, Winslow Burhans, A Testamentary TR ENT Share B
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Priscilla A. Donovan
Arbitrator(s): Richard E. Lauziere, Vicky L. Orem, Stephan Paul Carrier
Hearing Site: Baltimore, MD
Checkmark IconExpungement
11-0397409/25/2012Claimant(s): Bethel A.M.E. Church.
Claimant Lawyers(s): William S. Heyman
Respondent(s): Charlene Monts, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regin P. Martorana
Arbitrator(s): Richard E. Lauziere, Sandra Lee Dolan, Steven Irving Platt
Hearing Site: Baltimore, MD
Checkmark IconExpungement
10-0312205/13/2011Claimant(s): Michael D. Fulda, Michael Fulda & Rivka Fulda Ten Ent
Claimant Lawyers(s): Michael D. Fulda
Respondent(s): Avi Greenlinger, Avigail Rosemore, Morgan Stanley
Respondent Lawyers(s): Susan Poder MacFarlane
Arbitrator(s): N. Clark Moran, Richard E. Lauziere, John H Adair
Hearing Site: Baltimore, MD
Checkmark Icon$0
09-0424412/29/2010Claimant(s): Jeffrey Haugh, Linda Haugh, AAA Consulting, Mid-Atlantic Anesthesia, P.A., Jeffrey T. Haugh and Linda Haugh
Claimant Lawyers(s): Mark M. Dumler
Respondent(s): Aura Financial Services., Harvard Funding Group., Westpark Capital.
Respondent Lawyers(s): John Woodruff, Richard Kraut
Arbitrator(s): Richard E. Lauziere, Robert T. Reeves, Alan Robert Malasky
Hearing Site: Baltimore, MD
Checkmark Icon$585,000
09-0437204/29/2010Claimant(s): Amsal Woreta and Aklog Birara
Claimant Lawyers(s): Amsal Woreta
Respondent(s): E*Trade Securities LLC, Marcelo Miano
Respondent Lawyers(s): John Bersin
Arbitrator(s): Richard E. Lauziere, Jane C. Carney, William P. Borduin
Hearing Site: Baltimore, MD
Checkmark IconExpungement

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