| 19-02385 | 10/07/2022 | Claimant(s): Jonathan Peters
Claimant Lawyers(s): Kevin Galbraith
Respondent(s): Chad Allen, Oppenheimer & Co.., Matthew Platnico, Petar Arizanov
Respondent Lawyers(s): Brian J. Neville, John T. McGuire, Joseph E. Gasperetti
Arbitrator(s): Thomas E. Duggan, Eugene G. P. Byrne, Tip Henderson
Hearing Site: New York, NY
|  | Expungement |
| 13-01112 | 03/20/2014 | Claimant(s): Arthur Meadows, Virginia Meadows
Claimant Lawyers(s): Brian J. Neville
Respondent(s): Anastasios Belesis, George Belesis, John Thomas Financial
Respondent Lawyers(s): Dan Druz
Arbitrator(s): Irene C. Warshauer
Hearing Site: New York, NY
| | $16,600 |
| 10-04446 | 12/09/2011 | Claimant(s): Family Trust Agr. of Olivia P. Miller
Claimant Lawyers(s): Brian J. Neville
Respondent(s): Brian Zaid, John Cvach, Terry Reinhart
Respondent Lawyers(s): Brian Zaid, Richard J. Magid
Arbitrator(s): Jane F. Moore, John Stuart Graham, Stephan Paul Carrier
Hearing Site: Baltimore, MD
| | $55,000 |
| 10-01683 | 05/04/2011 | Claimant(s): Robert Baisa
Claimant Lawyers(s): Brian J. Neville
Respondent(s): Interactive Brokers
Respondent Lawyers(s): Juli Aylesworth
Arbitrator(s): Susan C. Lushing, John Daly, Robert I. Adler
Hearing Site: New York, NY
| | $0 |
| 10-03099 | 10/20/2010 | Claimant(s): Helen Grant and Eugene Grant
Claimant Lawyers(s): Brian J. Neville
Respondent(s): Greg Schaefer, Dillon Scott Securities.
Respondent Lawyers(s): Greg Scott Schaefer, Jack Lubitz
Arbitrator(s): Howard Weitz
Hearing Site: New York, NY
| | $167,358 |
| 08-03335 | 10/05/2010 | Claimant(s): Don Colcolough, Don Paul Colcolough and Anna Colcolough
Claimant Lawyers(s): Brian J. Neville
Respondent(s): John Colcolough, UBS Financial Services Inc., Stephens.
Respondent Lawyers(s): Kim Fowler, Patricia Christinasen
Arbitrator(s): Wendie L. Wachtel, Richard P. Regan, Jane C. Carney
Hearing Site: Washington, DC
| | $0 |
| 04-07111 | 10/10/2007 | Claimant(s): Michael Distefano
Claimant Lawyers(s): Brian J. Neville
Respondent(s): David Chepauskas, Summit Equities.
Respondent Lawyers(s): David A. Gehn
Arbitrator(s): Harry D. Frisch, Anthony P. Connolly, Joseph F. Kelley
Hearing Site: Newark, NJ
| | Stipulated Award and Expungement |
