| 23-01317 | 06/25/2024 | Claimant(s): Estate of Lynn A. Ryan
Claimant Lawyers(s): Mildred C. Ryan
Respondent(s): Derek Visslailli, TD Ameritrade.
Respondent Lawyers(s): Derek Visslailli, Frank J. Cuccio
Arbitrator(s): Robert Elliot Harrison, Roy Lukins Rowsell, John Michael Bergin
Hearing Site: New York, NY
|  | $0 |
| 20-01177 | 01/19/2024 | Claimant(s): Cecilia De Oliveira
Claimant Lawyers(s): David Miller
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Frank J. Cuccio
Arbitrator(s): Paul J. Burkhart
Hearing Site: Boca Raton, FL
| | Expungement |
| 22-01838 | 11/20/2023 | Claimant(s): Harvey Silver, The Estate of Gladys Silver
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): E*Trade Securities LLC, TD Ameritrade.
Respondent Lawyers(s): Frank J. Cuccio, Joseph E. Floren
Arbitrator(s): Elizabeth Gilbert, Edward W. Morris, John Franklin Udochi
Hearing Site: New York, NY
| | $440 |
| 22-01862 | 07/03/2023 | Claimant(s): Grace Stavalo
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Frank J. Cuccio
Arbitrator(s): Veronica Ann Williams, Paul David Hayes, Bradley E Greenberg
Hearing Site: Jersey City, NJ
| | $0 |
| 21-01660 | 12/28/2021 | Claimant(s): Arec Simeri
Claimant Lawyers(s): Nathan C. Volheim
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Frank J. Cuccio
Arbitrator(s): Adam Michael Porter
Hearing Site: Los Angeles, CA
| | $63 |
| 21-00941 | 10/13/2021 | Claimant(s): Alex Rucks
Claimant Lawyers(s): Nathan C. Volheim
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Frank J. Cuccio
Arbitrator(s): Sal Presti
Hearing Site: Chicago, IL
| | $175 |
| 21-01183 | 10/05/2021 | Claimant(s): Mohammad Naser
Claimant Lawyers(s): Nathan C. Volheim
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Frank J. Cuccio
Arbitrator(s): Ray J. Grzebielski
Hearing Site: Chicago, IL
| | $0 |
| 21-01182 | 10/01/2021 | Claimant(s): Rame Doleh
Claimant Lawyers(s): Nathan C Volheim
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Frank J. Cuccio
Arbitrator(s): Thomas P. Valenti
Hearing Site: Chicago, IL
| | $88 |
| 20-00472 | 06/25/2021 | Claimant(s): Barbara Giffuni
Claimant Lawyers(s): Phillip Gerschel
Respondent(s): David Korostoff
Respondent Lawyers(s): Frank J. Cuccio
Arbitrator(s): Fred S. Pieroni, Catherine Ladnier, Howard Alan Grinsberg
Hearing Site: New York, NY
| | Expungement |
| 20-02349 | 06/14/2021 | Claimant(s): James Gallagher Rollover IRA, James and Donna Gallagher
Claimant Lawyers(s): James J. Gallagher
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Frank J. Cuccio
Arbitrator(s): Veronica Ann Williams, Howard Alan Grinsberg, Phillip Michael Brown
Hearing Site: Jersey City, NJ
| | $0 |
