Potomac Analytics' Logo

FINRA Awards for Frank J. Cuccio

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
24-0107908/23/2024Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Frank J. Cuccio
Respondent(s): Anthony Tassone
Respondent Lawyers(s): Anthony M. Tassone
Arbitrator(s): Thomas M. Madden
Hearing Site: Hartford, CT
21-0248304/12/2022Claimant(s): George Milani
Claimant Lawyers(s): Frank J. Cuccio
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah Sorkin
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
18-0049601/08/2019Claimant(s): Stacie Weiner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A. G. Edwards & Sons., RBC Capital Markets LLC
Respondent Lawyers(s): Demian J. Betz, Frank J. Cuccio
Arbitrator(s): Robert Titus
Hearing Site: Hartford, CT
18-0031509/05/2018Claimant(s): Geoffrey Fiszel
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Tucker Anthony Incorporated
Respondent Lawyers(s): Frank J. Cuccio
Arbitrator(s): Samuel H. Chorches
Hearing Site: Hartford, CT
15-0127601/12/2016Claimant(s): Jerry Stroud
Claimant Lawyers(s): Frank J. Cuccio
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Deborah Burstein
Arbitrator(s): Sandra D. Parker, James S. Hazard, John K. Evans
Hearing Site: New York, NY

5 Results

Display: