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FINRA Awards for Harvey E. Benjamin

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0130309/19/2022Claimant(s): Jonathan Harber
Claimant Lawyers(s): Alan Rosca
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Susan Manca, Harvey E. Benjamin, Mitchell H Rubinstein
Hearing Site: New York, NY
Checkmark IconExpungement
17-0121603/08/2018Claimant(s): The Daniel Rosenberg Testamentary Trust
Claimant Lawyers(s): Steven G. Legum
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Sylvia Lanka-Barone
Respondent Lawyers(s): David J. Libowsky
Arbitrator(s): John Michael Richardson, A. Rene Hollyer, Harvey E. Benjamin
Hearing Site: New York, NY
Checkmark Icon$0
17-0049202/16/2018Claimant(s): Estate of Marianna Antoniou
Claimant Lawyers(s): John M O'Connor
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David J. Libowsky
Arbitrator(s): Clarence Smith, Sam Antar, Harvey E. Benjamin
Hearing Site: New York, NY
Checkmark Icon$0

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