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FINRA Awards for Anthony L. Valenzuela

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Displaying 10 out of 31 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0000711/29/2021Claimant(s): Gitee Jabarkhail
Claimant Lawyers(s): Gitee Jabarkhail
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Mary E. Woytek
Hearing Site: Washington, DC
Checkmark Icon$0
20-0336511/11/2021Claimant(s): Matthew Nekuza
Claimant Lawyers(s): Henry Simpson
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Joseph A. Vicario, Joseph Neal Richardson, Brandy Kearney Chambers
Hearing Site: Dallas, TX
Checkmark Icon$0
21-0145609/27/2021Claimant(s): Jordan Ganzekaufer
Claimant Lawyers(s): Jordan Ganzekaufer
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Robert E. Jenks
Hearing Site: San Diego, CA
Checkmark Icon$3,213
20-0172302/09/2021Claimant(s): Benedict Emesowum
Claimant Lawyers(s): Benedict Emesowum
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Jane C. Carney
Hearing Site: Washington, DC
Checkmark Icon$0
18-0247101/10/2020Claimant(s): Margaret Bidgood
Claimant Lawyers(s): Jon A. Jacobson
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Barth Satuloff, Leonard Michael Cusano, Edward Alexander Jaffe
Hearing Site: Boca Raton, FL
Checkmark Icon$0
17-0261711/20/2019Claimant(s): Kevin Rouse
Claimant Lawyers(s): Kevin Rouse
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Alain Frecon, Mary Louise Hilfiker, Robert Meredith Altman-Segal
Hearing Site: Minneapolis, MN
Checkmark IconRule 12504(b)
18-0390709/11/2019Claimant(s): Gavin Kerby
Claimant Lawyers(s): Gavin Kerby
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Thaddeus J. Tecza, Ronald G. Guida, Mary Margaret Bush
Hearing Site: Salt Lake City, UT
Checkmark IconDismissed
17-0211907/17/2019Claimant(s): Matthew Maerz
Claimant Lawyers(s): Matthew Richard Maerz
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Muriel Desloovere, Alan E. Linden, H Russell Preston
Hearing Site: Columbia, SC
Checkmark Icon$0
18-0033004/19/2019Claimant(s): The Jean Saunders Trust, The Stephen Saunders Trust
Claimant Lawyers(s): Stefan Apotheker
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Linda M. Foster-Wells, Sonja Shuford, Lisa Jane Austein
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
14-0288703/24/2017Claimant(s): Sarah Harmon
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Robert T. Allen
Hearing Site: Raleigh, NC
Checkmark Icon$0

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