21-00007 | 11/29/2021 | Claimant(s): Gitee Jabarkhail Claimant Lawyers(s): Gitee Jabarkhail Respondent(s): TD Ameritrade. Respondent Lawyers(s): Anthony L. Valenzuela Arbitrator(s): Mary E. Woytek Hearing Site: Washington, DC
| | $0 |
20-03365 | 11/11/2021 | Claimant(s): Matthew Nekuza Claimant Lawyers(s): Henry Simpson Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Anthony L. Valenzuela Arbitrator(s): Joseph A. Vicario, Joseph Neal Richardson, Brandy Kearney Chambers Hearing Site: Dallas, TX
| | $0 |
21-01456 | 09/27/2021 | Claimant(s): Jordan Ganzekaufer Claimant Lawyers(s): Jordan Ganzekaufer Respondent(s): TD Ameritrade. Respondent Lawyers(s): Anthony L. Valenzuela Arbitrator(s): Robert E. Jenks Hearing Site: San Diego, CA
| | $3,213 |
20-01723 | 02/09/2021 | Claimant(s): Benedict Emesowum Claimant Lawyers(s): Benedict Emesowum Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Anthony L. Valenzuela Arbitrator(s): Jane C. Carney Hearing Site: Washington, DC
| | $0 |
18-02471 | 01/10/2020 | Claimant(s): Margaret Bidgood Claimant Lawyers(s): Jon A. Jacobson Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Anthony L. Valenzuela Arbitrator(s): Barth Satuloff, Leonard Michael Cusano, Edward Alexander Jaffe Hearing Site: Boca Raton, FL
| | $0 |
17-02617 | 11/20/2019 | Claimant(s): Kevin Rouse Claimant Lawyers(s): Kevin Rouse Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Anthony L. Valenzuela Arbitrator(s): Alain Frecon, Mary Louise Hilfiker, Robert Meredith Altman-Segal Hearing Site: Minneapolis, MN
| | Rule 12504(b) |
18-03907 | 09/11/2019 | Claimant(s): Gavin Kerby Claimant Lawyers(s): Gavin Kerby Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Anthony L. Valenzuela Arbitrator(s): Thaddeus J. Tecza, Ronald G. Guida, Mary Margaret Bush Hearing Site: Salt Lake City, UT
| | Dismissed |
17-02119 | 07/17/2019 | Claimant(s): Matthew Maerz Claimant Lawyers(s): Matthew Richard Maerz Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Anthony L. Valenzuela Arbitrator(s): Muriel Desloovere, Alan E. Linden, H Russell Preston Hearing Site: Columbia, SC
| | $0 |
18-00330 | 04/19/2019 | Claimant(s): The Jean Saunders Trust, The Stephen Saunders Trust Claimant Lawyers(s): Stefan Apotheker Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Anthony L. Valenzuela Arbitrator(s): Linda M. Foster-Wells, Sonja Shuford, Lisa Jane Austein Hearing Site: Boca Raton, FL
| | Expungement |
14-02887 | 03/24/2017 | Claimant(s): Sarah Harmon Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Anthony L. Valenzuela Arbitrator(s): Robert T. Allen Hearing Site: Raleigh, NC
| | $0 |