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FINRA Awards for Sarah Harmon

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0288703/24/2017Claimant(s): Sarah Harmon
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Robert T. Allen
Hearing Site: Raleigh, NC
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