18-02940 | 10/22/2020 | Claimant(s): James Dullanty Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jacqueline R. Meyers Arbitrator(s): Marc Kalish, Rick L. Knuth, Donald Dreyfus Hearing Site: Salt Lake City, UT
| | Dismissed by Rule 12206/12504 |
18-02961 | 03/05/2020 | Claimant(s): Charles Carson Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jacqueline R. Meyers Arbitrator(s): G. Maynard Green, Daniel J. Pagnano, Wayne Reid Nelson Hearing Site: Houston, TX
| | Dismissed by Rule 12206/12504 |
18-00613 | 02/27/2020 | Claimant(s): Lyle LaMothe Claimant Lawyers(s): Paul W. Thomas Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jacqueline R. Meyers Arbitrator(s): Mary Lou McGanney, Terrance J. Nolan, Michael J. Fleming Hearing Site: New York, NY
| | Dismissed by Rule 12206/12504 |
18-02418 | 11/15/2019 | Claimant(s): Steven Bender Claimant Lawyers(s): Steven L. Bender Respondent(s): Dominick & Dickerman LLC Respondent Lawyers(s): Jacqueline R. Meyers Arbitrator(s): Keely D. Parr, Anna Lascar, John Warner Lowe Hearing Site: New York, NY
| | Dismissed by Rule 12206/12504 |
18-01899 | 08/28/2019 | Claimant(s): James Porz Claimant Lawyers(s): Paul W. Thomas Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jacqueline R. Meyers Arbitrator(s): Harvey Barrison, Philip J De Bellis, Patricia Kathleen Costello Hearing Site: New York, NY
| | Dismissed by Rule 12206/12504 |
18-02065 | 04/23/2019 | Claimant(s): George Kane Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jacqueline R. Meyers Arbitrator(s): Larry T. Coady, James John Jurinski, Justin Kurt Kraemer Hearing Site: Portland, OR
| | Dismissed by Rule 12206/12504 |
17-02860 | 03/25/2019 | Claimant(s): George Lawlor Claimant Lawyers(s): Paul W. Thomas Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jacqueline R. Meyers Arbitrator(s): William H. Morley, Jon Martino, Susan Romano Hearing Site: New York, NY
| | Dismissed by Rule 12206 |
17-02695 | 02/22/2018 | Claimant(s): James Starling Claimant Lawyers(s): James Ralph Starling Respondent(s): Douglas Hornberger, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jacqueline R. Meyers Arbitrator(s): Michele Ann Ledo Hearing Site: Raleigh, NC
| | $425 |