Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01380 | 11/19/2021 | Claimant(s): Christopher Briggs Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Geneos Wealth Management Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Wayne Reid Nelson Hearing Site: Phoenix, AZ |  | Expungement |
| 18-02961 | 03/05/2020 | Claimant(s): Charles Carson Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jacqueline R. Meyers Arbitrator(s): G. Maynard Green, Daniel J. Pagnano, Wayne Reid Nelson Hearing Site: Houston, TX | | Dismissed by Rule 12206/12504 |