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FINRA Awards for Margaret Mary Crumley

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0302512/06/2013Claimant(s): James W. Umstead & Betty L. Umstead
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Nations Financial Group.
Respondent Lawyers(s): William T. McCartan
Arbitrator(s): Rafael A. Porrata-Doria, Margaret Mary Crumley, Paul Ribner
Hearing Site: Philadelphia, PA
Checkmark Icon$230,124
10-0192312/14/2011Claimant(s): Karen Kramer, Richard Kramer IRA
Claimant Lawyers(s): Joel D. Feldman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): John L. Castelly
Arbitrator(s): Guillermo L. Bosch, Margaret Mary Crumley, L. Martin Miller
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
10-0215110/27/2011Claimant(s): Bernard Millis
Claimant Lawyers(s): Bernard Millis
Respondent(s): Frederick Wagner, Morgan Stanley
Respondent Lawyers(s): Susan Poder MacFarlane
Arbitrator(s): Margaret Mary Crumley, James Fruehling, Robert C. Scanlan
Hearing Site: Philadelphia, PA
Checkmark Icon$0
10-0241207/13/2011Claimant(s): Alburnie Wright
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Bart Kaplow, Bobby Myerson
Respondent Lawyers(s): Bobby Fredrick Myerson, Jane M. Shields
Arbitrator(s): Margaret Mary Crumley, Robert W. Ratti, Edward F. Koren
Hearing Site: Philadelphia, PA
Checkmark Icon$300

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