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FINRA Awards for Margaret Mary Crumley

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0005509/04/2013Claimant(s): Thomas Howes
Claimant Lawyers(s): Thomas W. Howes
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Susan Poder MacFarlane
Arbitrator(s): Margaret Mary Crumley, Lynn Carole Bellamy, John David Morgan
Hearing Site: Baltimore, MD
Expungement
12-0070102/15/2013Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clark
Respondent(s): Fred Bergdoll
Respondent Lawyers(s): Joseph C. Korsak
Arbitrator(s): Margaret Mary Crumley, Anthony V. La Manna, Robert Alan Mayer
Hearing Site: Philadelphia, PA
12-0018610/18/2012Claimant(s): James Rice
Claimant Lawyers(s): James Arthur Rice
Respondent(s): Christopher Kau
Respondent Lawyers(s): Christopher George Kau
Arbitrator(s): Margaret Mary Crumley
Hearing Site: Philadelphia, PA

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