| 10-01093 | 05/06/2011 | Claimant(s): Evelyn Kesler, Evelyn Kesler Revocable Living Trust
Claimant Lawyers(s): David M. Foster
Respondent(s): Robert Hardies, Sigma Financial Corporation
Respondent Lawyers(s): Samuel P. Mauch
Arbitrator(s): John P. Gouttiere, Peter J. Henning, William C. Alsover
Hearing Site: Detroit, MI
|  | $0 |
| 09-05805 | 03/18/2011 | Claimant(s): Barbara Golds, Jack Golds IRA, Jack Golds, Roth IRA
Claimant Lawyers(s): David M. Foster
Respondent(s): LPL Financial LLC, David Steckler, Legent Clearing, Linsco/Private Ledger Corp
Respondent Lawyers(s): Christopher H. Tovar, David H. Jarvis, James E. Roach
Arbitrator(s): Larry C. Kreul, Jacqueline R. Fox, Michael George Kelly
Hearing Site: Detroit, MI
| | $175,000 |
| 07-02811 | 07/16/2010 | Claimant(s): Jozsef Bedocs, Mable Bedocs
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Frank Bluestein
Respondent Lawyers(s): David M. Foster
Arbitrator(s): William P. Thorpe, A. Robert Stevenson, Diane Allard Roegner
Hearing Site: Detroit, MI
| | $587,683 |
| 07-03620 | 07/14/2010 | Claimant(s): Ann Niebauer
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Frank Bluestein
Respondent Lawyers(s): David M. Foster
Arbitrator(s): Stuart M. Egrin, William P. Thorpe, Veronique M. Liem
Hearing Site: Detroit, MI
| | $101,679 |
| 07-03618 | 07/12/2010 | Claimant(s): Joan Tremblay, Ronald Tremblay
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Frank Bluestein, Questar Capital Corporation
Respondent Lawyers(s): Daniel J. Supalla, David M. Foster
Arbitrator(s): Martin Brosnan
Hearing Site: Detroit, MI
| | $35,148 |
| 07-02801 | 03/22/2010 | Claimant(s): David Gipson
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Frank Bluestein, Gunnallen Financial., Questar Capital Corporation
Respondent Lawyers(s): Daniel J. Supalla, David M. Foster, Suzanne Walsh
Arbitrator(s): Edward M. Olson, Joseph R. Papo, Martin Brosnan
Hearing Site: Detroit, MI
| | $588,490 |
| 07-02750 | 02/18/2010 | Claimant(s): Anna Hodges, James Untiedt, Thomas Untiedt, The Anna Hodges Living Trust, The Thomas Untiedt Living Trust
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Frank Bluestein, Gunnallen Financial., Questar Capital Corporation
Respondent Lawyers(s): Daniel J. Supalla, David M. Foster, Suzanne Walsh
Arbitrator(s): Norman A. Samson, Charles A. Palmer, Andrew J. Vorbrich
Hearing Site: Detroit, MI
| | $170,000 |
| 07-03122 | 02/05/2010 | Claimant(s): Alan Stroup
Claimant Lawyers(s): Anthony v. Trogan
Respondent(s): Frank Bluestein
Respondent Lawyers(s): David M. Foster
Arbitrator(s): Edward M. Olson, Keith J. Koerber, Robert L. Nichols
Hearing Site: Detroit, MI
| | $240,872 |
| 07-02544 | 01/13/2009 | Claimant(s): Eleanor Taylor, IRA
Claimant Lawyers(s): David M. Foster
Respondent(s): Ameriprise Advisor Services., Michael Howe, Janney Montgomery Scott LLC
Respondent Lawyers(s): Donald P. Wray, Paula D. Shaffner
Arbitrator(s): Edward M. Olson, Keith J. Koerber, Harvey Frank
Hearing Site: Detroit, MI
| | $0 |
| 07-00438 | 11/13/2008 | Claimant(s): Dan Emmerich, James Gill, Larry Vollmer, Scott Elliot
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Terry Moffatt, Sigma Financial Corporation
Respondent Lawyers(s): David M. Foster, Gary D. Saretsky
Arbitrator(s): Michael D. Patterson, Roland L. Olzark, William C. Alsover
Hearing Site: Detroit, MI
| | $0 |
