18-03274 | 03/19/2021 | Claimant(s): Justin Ort, Michael Ostad, Patrick Melnik, Thomas Themistocles Claimant Lawyers(s): Darryl J. Bouganim Respondent(s): Empire Asset Management Company Respondent Lawyers(s): Barry M. Bordetsky Arbitrator(s): Martin Izaak, Evonne WJ Tolbert, Michael S. Lazan Hearing Site: New York, NY
| | $86,022 |
16-00079 | 08/10/2017 | Claimant(s): Estate of Louis J. Levy Claimant Lawyers(s): Richard J. Sillman Respondent(s): Morgan Stanley & Co., Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Evonne W.J. Tolbert, John F. Duane, Brooks White Hearing Site: New York, NY
| | Dismissed by Rule 12206 |
11-02832 | 04/25/2013 | Claimant(s): James Metzger Claimant Lawyers(s): Steven B. Caruso Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Daren A. Luma Arbitrator(s): Susan C. Lushing, Evonne W.J. Tolbert, Andrew M. Schmertz Hearing Site: New York, NY
| | $0 |
10-01011 | 11/14/2011 | Claimant(s): Alyssa DiRienzo, Amara DiRienzo, Cynthia Pilot, Deborah Holstein, Deborah Lutz, Frederick DiRienzo, Johanna C. & Frederick H. DiRienzo, The 1992 Irrevocable Trust for the Benef Claimant Lawyers(s): John E. Lawlor Respondent(s): Colin Cookson, Banc of America Investment Services Inc., Merrill Lynch Pierce Fenner & Smith Inc., National Financial Services LLC Respondent Lawyers(s): Mark S. Cohen, Michael G. Shannon, Nicki Samson Arbitrator(s): Evonne W.J. Tolbert, Alun Hywel Jones, Kevin B. Naughten Hearing Site: New York, NY
| | $0 |
09-02318 | 09/30/2010 | Claimant(s): Joyce Yabkow Claimant Lawyers(s): Michael B. Specht Respondent(s): Citigroup Global Markets., William Burns Respondent Lawyers(s): Alejandro Schwed Arbitrator(s): Robert Manfredo, Evonne W.J. Tolbert, Martin H. Zern Hearing Site: New York, NY
| | Expungement |
07-00476 | 04/29/2008 | Claimant(s): Est. of Thomas H. Piccarreto by Bentti Claimant Lawyers(s): Douglas Moyal Respondent(s): Great Eastern Securities. Respondent Lawyers(s): Derick Johnson Arbitrator(s): Pamela H. Roderick, Evonne W.J. Tolbert, Mary L. Merkle Hearing Site: New York, NY
| | $55,686 |