Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-03312 | 11/22/2013 | Claimant(s): Cynthia Shaw Claimant Lawyers(s): Steven B. Caruso Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Polina M. Dostalik Arbitrator(s): Richard W. Cutler, Sandra J. Mullings, David Serko Hearing Site: New York, NY |  | $600 |
| 11-04366 | 07/26/2013 | Claimant(s): Marcia Steinmann Claimant Lawyers(s): Jeffrey D. Pederson Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Polina M. Dostalik Arbitrator(s): Steven Meyrich Hearing Site: Denver, CO | | Expungement |
| 12-01158 | 02/06/2013 | Claimant(s): Gerald Kaiser Claimant Lawyers(s): Adam J. Gana Respondent(s): Gregory Berger, UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): James D. Sallah, Polina M. Dostalik Arbitrator(s): Richard W. Cutler, Irene C. Warshauer, Herman Taub Hearing Site: New York, NY | | $0 |