| 16-03390 | 03/26/2018 | Claimant(s): Kathryn Childress Irrevocable Trust
Claimant Lawyers(s): Shari P. Pulman
Respondent(s): Scottrade Inc., Clyde Jones
Respondent Lawyers(s): Clyde Mick Jones, Niels P. Murphy
Arbitrator(s): Mary Esther Escobedo, James Wallace Boeckman, Jude A Smith
Hearing Site: Houston, TX
|  | $905,000 |
| 17-01472 | 02/20/2018 | Claimant(s): Brian Campbell
Claimant Lawyers(s): Brian M. Campbell
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Lawton Graves
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
| | $0 |
| 17-01795 | 11/29/2017 | Claimant(s): Marguerite Laws
Claimant Lawyers(s): Marguerite R. Laws
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Ryan T. Barke
Arbitrator(s): Donna Ross Philip
Hearing Site: Oklahoma City, OK
| | $838 |
| 16-00131 | 01/13/2017 | Claimant(s): Kurt Martyn
Claimant Lawyers(s): Edward J. Christensen
Respondent(s): Jim Corona, Scottrade Inc.
Respondent Lawyers(s): Thomas L. Azar
Arbitrator(s): Charles A. Palmer
Hearing Site: Detroit, MI
| | $3,225 |
| 16-01516 | 12/22/2016 | Claimant(s): Dominic Camerlengo
Claimant Lawyers(s): Dominic V. Camerlengo
Respondent(s): Adam Cohen, Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): James D. Knotter
Hearing Site: San Diego, CA
| | $0 |
| 16-01449 | 12/12/2016 | Claimant(s): Alden Fisher, Alyssa Fisher
Claimant Lawyers(s): Alden Fisher
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Timothy M. Huksey
Arbitrator(s): Dean J. Dietrich
Hearing Site: San Francisco, CA
| | $914 |
| 15-03475 | 06/17/2016 | Claimant(s): Parshwa Shah
Claimant Lawyers(s): Parshwa D Shah
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Ryan T. Barke
Arbitrator(s): Joseph Charles Kennedy
Hearing Site: Boston, MA
| | $213 |
| 15-02899 | 06/06/2016 | Claimant(s): Thao Hua
Claimant Lawyers(s): Thao Hua
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Timothy M. Huskey
Arbitrator(s): Alan Stamm
Hearing Site: Los Angeles, CA
| | $0 |
| 12-03703 | 05/06/2016 | Claimant(s): Adrienne Byrne, Corinne Marks, Errol Rafacz, Kimberly Livingston, Martin Rafacz, Nichole Arnott, Pamela Rafacz-Serna, Last Will & Testament of Henry J. Rafacz
Claimant Lawyers(s): Adrienne Byrne, Corinne Marks, Errol Rafacz, Kimberly Livingston, Martin Rafacz, Nichole Arnott, Pamela Rafacz-Serna
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Christopher S. Pickett
Arbitrator(s): Raymond P. Buschmann, Adrian E. Mazar, James A. Murphy
Hearing Site: Chicago, IL
| | $0 |
| 15-01677 | 05/04/2016 | Claimant(s): Jason Shook
Claimant Lawyers(s): Jason C. Shook
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Ryan T. Barke
Arbitrator(s): Kathy L. Eisenmenger, Richard D. Fincher, Carla B. Minckley
Hearing Site: Salt Lake City, UT
| | $0 |
