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FINRA Awards for Phillip Weitzman

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0203202/07/2022Claimant(s): Aron Greenstein
Claimant Lawyers(s): Christine Lazaro
Respondent(s): Steven Novick
Respondent Lawyers(s): Steven Scott Novick
Arbitrator(s): Phillip Weitzman
Hearing Site: New York, NY
Checkmark Icon$5,175
18-0131606/17/2019Claimant(s): Israel Sporn
Claimant Lawyers(s): James P Galvin
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Ruthann Granito
Arbitrator(s): Laura Carraher, Michele S. Riley, Phillip Weitzman
Hearing Site: New York, NY
Checkmark IconExpungement
18-0168909/10/2018Claimant(s): Tastyworks.
Claimant Lawyers(s): John J. Muldoon
Respondent(s): Grace Seo
Respondent Lawyers(s): Grace Seo
Arbitrator(s): Phillip Weitzman
Hearing Site: New York, NY
Checkmark Icon$0
13-0251108/18/2015Claimant(s): Cynthia Scott, Jean Ruggiero
Claimant Lawyers(s): Michael James Maloney
Respondent(s): Aldo Valente, Wells Fargo Advisors Financial Network, Citigroup Global Markets., Nelson Martins, MetLife Investors Distribution Company
Respondent Lawyers(s): David J. Butler, Michael Naccarato
Arbitrator(s): Clarence Smith, Frank Joseph Clemens, Phillip Weitzman
Hearing Site: New York, NY
Checkmark IconExpungement
14-0016205/22/2015Claimant(s): Ahmed Hussein
Claimant Lawyers(s): Stephen E. Morrissey
Respondent(s): UBS Financial Services Inc., UBS International Inc.
Respondent Lawyers(s): David L. Goldberg
Arbitrator(s): Bertrand M. Lanchner, Joseph I. Liebman, Phillip Weitzman
Hearing Site: New York, NY
Checkmark Icon$2,000,000
11-0293707/01/2013Claimant(s): Protostar I Litigation Trust
Claimant Lawyers(s): Elizabeth Wolstein
Respondent(s): Paul Deninger, Richard Morrison, Jefferies & Company.
Respondent Lawyers(s): Hal S. Shaftel
Arbitrator(s): Lise Gabrielle Hunter, Walter D. Goldsmith, J.D., Phillip Weitzman
Hearing Site: New York, NY
Checkmark Icon$566,667

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