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FINRA Awards for Kevin Joseph Pilon

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0202912/04/2018Claimant(s): Barbara Freeman
Claimant Lawyers(s): Michael L. Kirby
Respondent(s): J.P. Morgan Securities, Vincent McGuinness
Respondent Lawyers(s): Jason R. Lindsay
Arbitrator(s): Nancy J. Spieczny, Randall B Christison, Kevin Joseph Pilon
Hearing Site: San Diego, CA
Checkmark IconExpungement
14-0271107/25/2017Claimant(s): ABS Manager
Claimant Lawyers(s): Mark D. Chester
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Elliott Zachary Seff, Karen A. Lockwood, Kevin Joseph Pilon
Hearing Site: Los Angeles, CA
Checkmark Icon$0
11-0011010/25/2011Claimant(s): Jane Galvan, Jane Galvan Trust
Claimant Lawyers(s): Donald L. Saltzman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Barton Wayne Cox
Arbitrator(s): Madeleine Kleinman, Joyce L. Hurley, Kevin Joseph Pilon
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
10-0153308/30/2011Claimant(s): Marla Kort, Ellen Rosenblum Trust U/A 11/30/99, Joe Rosenblum Revocable Living Trust
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Terry Metzger, Moors & Cabot.
Respondent Lawyers(s): Sam Y. Edgerton
Arbitrator(s): Daniel David Kopman, Paul Frederick Meyer, Kevin Joseph Pilon
Hearing Site: Los Angeles, CA
Checkmark Icon$0

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