| 23-00800 | 09/04/2024 | Claimant(s): Lin Ren
Claimant Lawyers(s): Caleb Kruckenberg
Respondent(s): Truist Investment Services., Yeoshen Tsui, Yu Tang
Respondent Lawyers(s): Joseph C. Coates, III
Arbitrator(s): Daniel J. Donovan, Larry E. Ray, Geoffrey A. Drucker
Hearing Site: Baltimore, MD
|  | Expungement |
| 23-01298 | 07/11/2024 | Claimant(s): Paul Gerlach
Claimant Lawyers(s): Shawn P. George
Respondent(s): Charles Knott, Cort Meinelschmidt, Capital Investment Group., Sentinel Capital Solutions Inc
Respondent Lawyers(s): Jonathan A. Barnes, Victor E. Cretella III
Arbitrator(s): Geoffrey A. Drucker, James Pauli, Allan David Poteshman
Hearing Site: Washington, DC
| | $996,072 |
| 23-01066 | 09/01/2023 | Claimant(s): Vande Vrede Family Trust
Claimant Lawyers(s): Kenneth Vande Vrede
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Michael I. White
Arbitrator(s): Geoffrey A. Drucker
Hearing Site: Richmond, VA
| | $300 |
| 20-00320 | 05/25/2021 | Claimant(s): Charles Hailey, Karen Hailey
Claimant Lawyers(s): Andrew R. Park
Respondent(s): Westpark Capital.
Respondent Lawyers(s): Julie E. Kamps
Arbitrator(s): Carol A. Schuyler, Geoffrey A. Drucker, Tony J Lawrence
Hearing Site: Richmond, VA
| | $794,432 |
| 20-03557 | 05/19/2021 | Claimant(s): Richard Mulvihill
Claimant Lawyers(s): Keith Mulvihill
Respondent(s): Lee Kramer
Respondent Lawyers(s): Kathleen M. Klein
Arbitrator(s): Geoffrey A. Drucker
Hearing Site: Washington, DC
| | Dismissed by Rule 12206 |
| 20-00017 | 10/29/2020 | Claimant(s): Chantal Pitaud
Claimant Lawyers(s): Chantal Pitaud
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Amanda Wright
Arbitrator(s): Jim Geiger, Joseph J. Dougherty, Geoffrey A. Drucker
Hearing Site: Richmond, VA
| | $0 |
| 17-02918 | 03/28/2018 | Claimant(s): Barbara Sweet, Kenneth Sweet
Claimant Lawyers(s): Bradley D Schnur
Respondent(s): William Brown
Respondent Lawyers(s): William Robert Brown
Arbitrator(s): Geoffrey A. Drucker
Hearing Site: Baltimore, MD
| | $213 |
| 16-03566 | 11/09/2017 | Claimant(s): Linda Pollock
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Eduardo Juarez, Edward Daigneau, John Parmigiani, Robert Costomiris, Allied Millennial Partners.
Respondent Lawyers(s): Ian J. Frimet
Arbitrator(s): Geoffrey A. Drucker
Hearing Site: Baltimore, MD
| | $0 |
| 14-03593 | 06/03/2015 | Claimant(s): John Erickson
Claimant Lawyers(s): John F. Erickson
Respondent(s): William Nelson, Meyers Associates, L.P.
Respondent Lawyers(s): David S. Schrader
Arbitrator(s): Geoffrey A. Drucker
Hearing Site: Washington, DC
| | $0 |
| 13-00467 | 04/07/2014 | Claimant(s): John Crowley, Lamia Crowley
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Dawn Bennett, Western International Securities.
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Paul Davis Pearlstein, Geoffrey A. Drucker, Shelley Simons Korch
Hearing Site: Washington, DC
| | $200,000 |
