Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03492 | 04/16/2021 | Claimant(s): Luke Chimes Claimant Lawyers(s): Taylor E. Darcy Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Thomas E Shuck Hearing Site: San Diego, CA |  | $375 |
| 20-03832 | 03/08/2021 | Claimant(s): Jeffrey Sadur Claimant Lawyers(s): Jeffrey R. Sadur Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL | | $0 |
| 19-02564 | 02/04/2021 | Claimant(s): Shaheen Aulakh Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith F. Hoffman Arbitrator(s): Matthew Stephen Duchesne Hearing Site: Washington, DC | | $0 |
| 19-02998 | 10/14/2020 | Claimant(s): Teresa Valdez, Teresa Valdez IRA Claimant Lawyers(s): Gary Mark Brewer Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Ryan S. Lean Arbitrator(s): Alan Stamm, Susan B. Gans-Smith, Daniel A. Seiver Hearing Site: Los Angeles, CA | | Dismissed by Rule 12206/12504 |
| 19-01551 | 09/15/2020 | Claimant(s): Hilary L. Shane Revocable Trust Claimant Lawyers(s): Jo Ann Palchak Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith F. Hoffman Arbitrator(s): Seth L. Finkel, Renaldy Jose Gutierrez, John B. Sochacki Hearing Site: Boca Raton, FL | | Settlement |
| 20-01224 | 09/11/2020 | Claimant(s): Chester Kuong Claimant Lawyers(s): Chester Kuong Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Herb Schwartz Hearing Site: San Francisco, CA | | $125 |
| 19-01505 | 08/17/2020 | Claimant(s): Joshua Travis Anue Trust, Tenaya Laurel Anue Trust Claimant Lawyers(s): Samuel B. Edwards Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Peter H. Daly, Philip Aaron Tymon, Robert James Wilkie Hearing Site: San Francisco, CA | | $189,009 |
| 19-03840 | 07/21/2020 | Claimant(s): Lam Thai Claimant Lawyers(s): Lam Thai Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA | | $0 |
| 20-00750 | 07/20/2020 | Claimant(s): Derek Tumulak Claimant Lawyers(s): Derek Tumulak Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Jeffrey M. Allen Hearing Site: San Francisco, CA | | $0 |
| 19-01927 | 05/27/2020 | Claimant(s): David Moore, David L. Moore IRA Claimant Lawyers(s): Gary Mark Brewer Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Ryan S. Lean Arbitrator(s): Joyce L. Hurley, Alan M. Rosen, Robert C. Albini Hearing Site: Los Angeles, CA | | Dismissed by Rule 12206/12504 |