Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-02834 | 10/22/2014 | Claimant(s): Christopher Sanguigni Claimant Lawyers(s): Todd H. Lahr Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John E. Bersin Arbitrator(s): Cary L. Weissman, Robert S. McConnell, Robert S. Mautner Hearing Site: Phoenix, AZ |  | $0 |
| 13-02856 | 09/25/2014 | Claimant(s): Alan Iselin, Samuel Enterprises Inc. Claimant Lawyers(s): Michelle Kagan Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John E. Bersin Arbitrator(s): Robert Youdelman Hearing Site: New York, NY | | $3,500 |
| 14-00255 | 09/10/2014 | Claimant(s): A.J. Russell Claimant Lawyers(s): A.J. Russell Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Beverly S. Gordon Hearing Site: Orlando, FL | | $88 |
| 14-00473 | 09/10/2014 | Claimant(s): Marshall Peters Claimant Lawyers(s): Marshall Peters Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Alan J. Blocher Hearing Site: Wilmington, DE | | $300 |
| 13-02989 | 07/16/2014 | Claimant(s): Gregory Robertson Claimant Lawyers(s): Gregory A. Robertson Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Paul A. Auerbach Hearing Site: Providence, RI | | $300 |
| 13-03702 | 07/10/2014 | Claimant(s): Stephen O'Laughlin Claimant Lawyers(s): Benjamin B. Segel Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Kathleen P. Helbig-Hannan Hearing Site: Columbus, OH | | $17,212 |
| 12-03320 | 06/27/2014 | Claimant(s): Susan Dumas Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Jason Parker, E*Trade Securities LLC Respondent Lawyers(s): Jason Charles Parker, Meredith Felde Hoffman Arbitrator(s): Robert H. Putnam, Constance P. Barr, James David Askren Hearing Site: Atlanta, GA | | $0 |
| 13-02943 | 05/15/2014 | Claimant(s): Tyler Evans Claimant Lawyers(s): Tyler Evans Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Stephen P. Hoffman Hearing Site: Charlotte, NC | | $0 |
| 13-02858 | 04/01/2014 | Claimant(s): Mark Cote Claimant Lawyers(s): Mark Cote Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA | | $0 |
| 13-00119 | 03/27/2014 | Claimant(s): David de Groot Claimant Lawyers(s): Ross Edouard Mitchell Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Felde Hoffman Arbitrator(s): Val D. Hornstein Hearing Site: San Francisco, CA | | $11,023 |