Potomac Analytics' Logo

FINRA Awards for Carl F. Schoeppl

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0089407/05/2024Claimant(s): Arnold Galman, Galman Family Trust DTD 02/05/96
Claimant Lawyers(s): Carl F. Schoeppl
Respondent(s): Michael Coraggio, Janney Montgomery Scott LLC
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Edward R. Niederriter, Gerald H. Grayson, Lisa Jane Austein
Hearing Site: Boca Raton, FL
Checkmark Icon$0
13-0159908/07/2014Claimant(s): Billie La Violette, Gary Zack, Jennifer Bernard-Zack, Robert La Violette
Claimant Lawyers(s): Carl F. Schoeppl
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Maria Cummings
Arbitrator(s): Debra A. Jenks, James M. Scutti, Ellen J. Abrams
Hearing Site: Boca Raton, FL
Checkmark Icon$485,124
12-0119407/29/2014Claimant(s): Kira Flanzraich, Neil Flanzraich, FBO Neil Flanzraich Def Ben Pl Dtd1/1/95, U/A Dtd 11/15/2000 Kira Flanzraich TRT, U/A Dtd 11/15/2000 Neil Flanzraich TRT, U/A Dtd 11/15/2000 by Neil Flanzraich, U/A Dtd 11/28/2000 Neil Flanzraich IrTrt
Claimant Lawyers(s): Carl F. Schoeppl
Respondent(s): John Westmoreland, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest, Peter S. Fruin
Arbitrator(s): Myron E. Levenson, Dennis J. Levin, Mark A Bilawsky
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
11-0466007/03/2013Claimant(s): Anise Schneiderman, Lenore Tepper, Montana Queler
Claimant Lawyers(s): Carl F. Schoeppl
Respondent(s): David Simon, UBS Financial Services Inc.
Respondent Lawyers(s): Daniel S. Newman, Rebecca E. Swenson
Arbitrator(s): Linda M. Granata, Marie G. Peterson, Paul Joseph McIntyre
Hearing Site: Boca Raton, FL
Checkmark Icon$0

4 Results

Display: