FINRA Awards for Logan S. Fisher

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Displaying 11-16 out of 16 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-03225	11/22/2017	Claimant(s): Jonathan Friedman Claimant Lawyers(s): Robert J. Harvey Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Logan S. Fisher Arbitrator(s): Donald Theodore Ryce Hearing Site: Boca Raton, FL		Expungement
14-01662	06/16/2016	Claimant(s): Ronald Curtis, Stuart Curtis Family Trust Claimant Lawyers(s): David E. Robbins Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Logan S. Fisher Arbitrator(s): Francis J. LaSalla, David J. Weisenfeld, Cirino M. Bruno Hearing Site: New York, NY		$352,815
14-01495	05/03/2016	Claimant(s): Brian Miller Claimant Lawyers(s): Jay J. Freireich Respondent(s): David Briegs, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Logan S. Fisher Arbitrator(s): Julian F. Santos, Simone A. Muscarnera, Marc B Adelman Hearing Site: Newark, NJ		Expungement
14-01628	04/15/2015	Claimant(s): Adam Steinberg, Jeffrey Steinberg, Adam Steinberg SEP IRA Claimant Lawyers(s): Joshua B. Kons Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Logan S. Fisher Arbitrator(s): Mark L Miller Hearing Site: Chicago, IL		$15,300
11-03960	07/15/2013	Claimant(s): Marsha Sinzheimer Claimant Lawyers(s): William Paul Nolan Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Logan S. Fisher Arbitrator(s): Charles Kleinbaum, Michael H. DuBoff, Mae A. Brudner Hearing Site: New York, NY		Expungement
10-01949	12/31/2010	Claimant(s): Patricia Spencer Claimant Lawyers(s): Patricia Spencer Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Logan S. Fisher Arbitrator(s): Martin H. Zern Hearing Site: New York, NY		$0