| 13-02127 | 02/20/2014 | Claimant(s): Patricia Espejo
Claimant Lawyers(s): Patricia Espejo
Respondent(s): Mark Soliman
Respondent Lawyers(s): Mark Paul Soliman
Arbitrator(s): Saul Scheier
Hearing Site: New York, NY
|  | $0 |
| 12-03561 | 06/18/2013 | Claimant(s): Emil Shasha, V. S. Shasha Revc Liv Trust UAD
Claimant Lawyers(s): Emil Shasha
Respondent(s): E*Trade Securities LLC, J.P. Morgan Invest LLC
Respondent Lawyers(s): Christopher Reyes, Meredith Felde Hoffman
Arbitrator(s): Saul Scheier
Hearing Site: New York, NY
| | $0 |
| 09-06361 | 05/17/2012 | Claimant(s): The Estate of George T. Arns, The Arns Family Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Frank Delli Carpini, Pershing LLC, UBS Financial Services Inc., Belle Haven Investments, L.P.
Respondent Lawyers(s): Amy B. Bard, Garry Lischin, Matthew Tracy
Arbitrator(s): Kinchen C. Bizzell, Saul Scheier, Ellyn S. Roth
Hearing Site: New York, NY
| | Expungement |
| 09-02247 | 03/26/2010 | Claimant(s): Milford Muchnick
Claimant Lawyers(s): Henry T. Nguyen
Respondent(s): Morgan Stanley & Co., William Knowles
Respondent Lawyers(s): August "Jaime" H. Schupp
Arbitrator(s): David F. Greenberg, Peter A. Goldman, Saul Scheier
Hearing Site: New York, NY
| | $72,000 |
| 08-01032 | 07/09/2009 | Claimant(s): Jan Stahl
Claimant Lawyers(s): Jan Stahl
Respondent(s): Ralph Johnson
Respondent Lawyers(s): Ralph Johnson
Arbitrator(s): Saul Scheier
Hearing Site: New York, NY
| | $15,500 |
| 04-01174 | 09/26/2007 | Claimant(s): Kenneth Moskowitz, Leonard Moskowitz
Claimant Lawyers(s): Mark A. Tepper
Respondent(s): James Odorczuk, Lehman Brothers Inc, Todd Rubsamen
Respondent Lawyers(s): Brian F. McDonough
Arbitrator(s): Gerry E. Feinberg, Saul Scheier, Jean C. Black
Hearing Site: New York, NY
| | Expungement |
