| 12-04000 | 07/15/2014 | Claimant(s): James Fellus
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Tejas Securities Group., Westech Capital Corp.
Respondent Lawyers(s): Mark Berthiaume
Arbitrator(s): Saul Scheier, Stephen J. Patti, Bernard Lieberman
Hearing Site: New York, NY
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| 13-00918 | 06/16/2014 | Claimant(s): Sabina Phillips
Claimant Lawyers(s): Sabina Phillips
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): David Finnegan, Saul Scheier, Thomas M. Amadio
Hearing Site: New York, NY
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| 12-00417 | 05/22/2013 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): David Sweeney
Respondent Lawyers(s): Brian Kennedy
Arbitrator(s): Saul Scheier
Hearing Site: New York, NY
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| 08-00584 | 05/06/2011 | Claimant(s): Jeanine Thompson, Lauren Vitagliano
Claimant Lawyers(s): Greg Martello
Respondent(s): George Tamborello, John Wilson
Respondent Lawyers(s): George M. Tamborello, Raymond Nardo
Arbitrator(s): Saul Scheier, Richard Adam Young, David Ross
Hearing Site: New York, NY
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| 09-03007 | 12/31/2010 | Claimant(s): Mitchell Schley
Claimant Lawyers(s): Mitchell Schley
Respondent(s): Barbara Bishop, Bear Stearns & Co..
Respondent Lawyers(s): Lawrence R. Sandak
Arbitrator(s): Ernest Fanwick, Robert Pincus, Saul Scheier
Hearing Site: New York, NY
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| 10-01784 | 09/21/2010 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Jordan D. Weinreich
Respondent(s): Patrick Garcia
Respondent Lawyers(s): Patrick A. Garcia
Arbitrator(s): Saul Scheier
Hearing Site: Newark, NJ
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| 09-02804 | 11/13/2009 | Claimant(s): Max International Broker/Dealer Corp.
Claimant Lawyers(s): David Isolano
Respondent(s): David Mahood
Respondent Lawyers(s): David Jonathan Mahood
Arbitrator(s): Saul Scheier
Hearing Site: New York, NY
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| 08-00476 | 03/05/2009 | Claimant(s): Eileen Valentino-Condon
Claimant Lawyers(s): Brett D. Sherman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Douglas H. Wigdor
Arbitrator(s): Carol E. Weir, Saul Scheier, Mae A. Brudner
Hearing Site: New York, NY
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