| 11-00605 | 07/03/2012 | Claimant(s): Alexander Schernecke
Claimant Lawyers(s): Nicholas J Guiliano
Respondent(s): Wells Fargo Advisors, Jamie Baraldi, UBS Financial Services Inc.
Respondent Lawyers(s): Angela A. Turiano, Brian A. Carlis, Edward W. Larkin
Arbitrator(s): Sheldon Seligsohn, Jerry Schuchman, Frank P. Santangelo
Hearing Site: Philadelphia, PA
|  | Expungement |
| 09-03823 | 03/23/2012 | Claimant(s): Phensiri Kalmbach
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Dennis C. Dice
Arbitrator(s): Jerry Schuchman, John T. Hausladen
Hearing Site: Philadelphia, PA
| | Expungement |
| 09-02550 | 09/22/2011 | Claimant(s): Christian Brothers University Endowment
Claimant Lawyers(s): Dale Ledbetter
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Amy C. Worrell
Arbitrator(s): Jerry Schuchman, Ian S. Greig, Robert Kevin O'Mara
Hearing Site: Memphis, TN
| | $432,436 |
| 10-04747 | 04/28/2011 | Claimant(s): Robert Fortinsky and Barbara Shadie
Claimant Lawyers(s): Allan M. Kluger
Respondent(s): Francis Smookler, Brookville Capital Partners LLC
Respondent Lawyers(s): Brett D. Zinner
Arbitrator(s): Jerry Schuchman
Hearing Site: Philadelphia, PA
| | $213 |
| 09-07170 | 03/10/2011 | Claimant(s): David McIntosh, Terri McIntosh
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Joseph F. Keenan
Arbitrator(s): Jerry Schuchman, E. William Pastor, Glenn J. Hansen
Hearing Site: Philadelphia, PA
| | $0 |
| 08-03527 | 02/24/2010 | Claimant(s): Est. of Raymond H. Castellano by Mary M.
Claimant Lawyers(s): Daniel F. Corrigan
Respondent(s): Jason Mieras, Lawrence Mieras, American Portfolis Financial Services, I
Respondent Lawyers(s): Gerry Kowalski
Arbitrator(s): Jerry Schuchman, Jordan Roy Nelson, Timothy J. Tarpey
Hearing Site: Philadelphia, PA
| | $0 |
