| 09-01617 | 09/02/2009 | Claimant(s): Sarah Maseth
Claimant Lawyers(s): Sarah A Maseth
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Gordon B. Shneider
Hearing Site: Chicago, IL
|  | $163 |
| 09-00561 | 07/20/2009 | Claimant(s): Barbara Tutt
Claimant Lawyers(s): David M. Tutt
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Diane M. Brown
Arbitrator(s): Stuart M. Widman
Hearing Site: Chicago, IL
| | $9,613 |
| 08-04509 | 06/15/2009 | Claimant(s): David Rothschild
Claimant Lawyers(s): David J. Rothschild
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Diane M. Brown
Arbitrator(s): Marilee Roberg
Hearing Site: Chicago, IL
| | $0 |
| 08-04071 | 06/09/2009 | Claimant(s): Kathleen Bronkalla
Claimant Lawyers(s): Kathleen Bronkalla
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Michael S. Matek, G. Gale Roberson, Scott Stauffer
Hearing Site: Chicago, IL
| | $0 |
| 08-02472 | 06/03/2009 | Claimant(s): Mary Lou Soldato
Claimant Lawyers(s): David A. Genelly
Respondent(s): Joseph Fabian, FSC Securities Corporation
Respondent Lawyers(s): Jon M. Bylsma, Samuel P. Mauch
Arbitrator(s): Raymond P. Buschmann, Theresa A Gillerlain, Matthew P. Hardy
Hearing Site: Chicago, IL
| | $115,225 |
| 08-03750 | 05/08/2009 | Claimant(s): Henry McGhee
Claimant Lawyers(s): Henry Dewitt McGhee
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Bradley J. Johnson
Arbitrator(s): Richard A. Van Kalker
Hearing Site: Chicago, IL
| | $0 |
| 08-04207 | 04/08/2009 | Claimant(s): Alex Roinitis
Claimant Lawyers(s): Alex Roinitis
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): James F. Carlson
Hearing Site: Chicago, IL
| | $213 |
| 08-00789 | 03/27/2009 | Claimant(s): Lea Georgas
Claimant Lawyers(s): J. Samuel Tenenbaum
Respondent(s): George Terzakis, Morgan Stanley & Co.
Respondent Lawyers(s): Daniel Derechin, George D. Terzakis
Arbitrator(s): Alan S. Farnell
Hearing Site: Chicago, IL
| | $7,063 |
| 07-03401 | 02/19/2009 | Claimant(s): Jane Buschkopf, Jeanne McFadden, Kenneth Graff, Mary Buschkopf, Mary Jo Graff
Claimant Lawyers(s): John S. Chapman
Respondent(s): Stanley Klimek, Capital Securities Investments Corp.
Respondent Lawyers(s): Paul M. Weltlich
Arbitrator(s): G. Gale Roberson, Jerome Stern, Shelby Webb
Hearing Site: Chicago, IL
| | $0 |
| 08-00863 | 12/17/2008 | Claimant(s): Jerome Albert Trust uad 10/23/1986
Claimant Lawyers(s): John J. Muldoon
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Peter Ordower, Mary A. Duffy, Howard David Goodfriend
Hearing Site: Chicago, IL
| | $12,250 |
