| 21-01347 | 12/23/2021 | Claimant(s): Elizabeth Hope
Claimant Lawyers(s): Elizabeth Hope
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Matthew Bohenek
Arbitrator(s): Mimi B. Osiason
Hearing Site: Jacksonville, FL
|  | Expungement |
| 19-00282 | 11/22/2021 | Claimant(s): Teena Clifton
Claimant Lawyers(s): Jon A. Jacobson
Respondent(s): Koss, Olinger and Company
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Pamela Jeanne Rush, Gayle B. Carlson, Brian Michael Kane
Hearing Site: Jacksonville, FL
| | $237,553 |
| 19-03552 | 07/21/2021 | Claimant(s): Angela Evans
Claimant Lawyers(s): Angela P. Evans
Respondent(s): David Miller, Henry Klausman, Shelley Eddy, Peachcap Securities.
Respondent Lawyers(s): Gregg J. Breitbart, Henry Martin Klausman
Arbitrator(s): Langfred W. White
Hearing Site: Jacksonville, FL
| | Expungement |
| 19-01255 | 12/18/2020 | Claimant(s): Lorraine Bateh Meide, Phillip G. Meide
Claimant Lawyers(s): Charles A. Sorenson
Respondent(s): Morgan Stanley, Neil Powell
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Kenneth J. Bennett, Cindy L. Anderson, Darryl C. Wilson
Hearing Site: Jacksonville, FL
| | $0 |
| 19-00018 | 07/29/2020 | Claimant(s): Ellin Einhorn IRA, Stuart M. Einhorn Rollover IRA
Claimant Lawyers(s): Robert C. Harris
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Donald A. Corbett
Arbitrator(s): Amanda M. Cole
Hearing Site: Jacksonville, FL
| | Settlement |
| 18-00838 | 06/24/2020 | Claimant(s): Charles Ross
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Leonel Peraza
Arbitrator(s): John P. Cullem, Richard S. Zaifert, Brian Michael Kane
Hearing Site: Jacksonville, FL
| | Dismissed by Rule 12206/12504 |
| 18-04053 | 01/21/2020 | Claimant(s): Barry Cooper
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): Andrew Murdoch, Brian Horn, Scott Sadar, Thomas Hamlin, Somerset Securities.
Respondent Lawyers(s): Harris Freedman, Scott L. Mullins, Thomas Hamlin
Arbitrator(s): Muriel Desloovere, Gerald Thomas Harper, David Henry Samson
Hearing Site: Jacksonville, FL
| | $0 |
| 19-01860 | 12/30/2019 | Claimant(s): Larry Longhi
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): James Ray
Respondent Lawyers(s): James William Ray
Arbitrator(s): Nicholas John Taldone, Gayle B. Carlson, Isaac D. East
Hearing Site: Jacksonville, FL
| | $159,300 |
| 18-00884 | 12/17/2019 | Claimant(s): Johnny Scott
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): William D. Briendel
Arbitrator(s): John P. Cullem
Hearing Site: Jacksonville, FL
| | $0 |
| 19-00255 | 06/14/2019 | Claimant(s): Christopher Bonnevier
Claimant Lawyers(s): Christopher J. Bonnevier
Respondent(s): Robinhood Securities
Respondent Lawyers(s): Archit Shah
Arbitrator(s): Brian Michael Kane
Hearing Site: Jacksonville, FL
| | $163 |
