Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-02957 | 06/24/2013 | Claimant(s): Helen Hall Claimant Lawyers(s): Thomas F. Shine Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Susan E. Sheely Arbitrator(s): Gayle B. Carlson Hearing Site: Orlando, FL |  | $11,657 |
| 12-00461 | 11/06/2012 | Claimant(s): James E. Wilks and Pamela R. Wilks, JT Claimant Lawyers(s): Thomas F. Shine Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Patrick Sean Dolan Hearing Site: Richmond, VA | | $0 |
| 11-03187 | 03/14/2012 | Claimant(s): Treichel Joint Revocable Trust Claimant Lawyers(s): Thomas F. Shine Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Evelyn C. Best Arbitrator(s): Theodore L. Leeb Hearing Site: Milwaukee, WI | | $46,972 |
| 10-05133 | 04/11/2011 | Claimant(s): Theodore R. Booher Living Trust Claimant Lawyers(s): Thomas F. Shine Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Richard A. Karoly Arbitrator(s): Donald G. Kennedy Hearing Site: Orlando, FL | | $38,650 |
| 08-04462 | 01/20/2011 | Claimant(s): Alphonse Matt, Alphonse J.Matt,Jr. (Bene) IRA Rollover Claimant Lawyers(s): Thomas F. Shine Respondent(s): Kimon Peter Daifotis, Charles Schwab & Co.. Respondent Lawyers(s): Audette Paul Morales Arbitrator(s): Lawrence J. Welte, James A. Lundberg, Douglas J. Nesbit Hearing Site: Minneapolis, MN | | Stipulated Award and Expungement |