Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 08-04462 | 01/20/2011 | Claimant(s): Alphonse Matt, Alphonse J.Matt,Jr. (Bene) IRA Rollover Claimant Lawyers(s): Thomas F. Shine Respondent(s): Kimon Peter Daifotis, Charles Schwab & Co.. Respondent Lawyers(s): Audette Paul Morales Arbitrator(s): Lawrence J. Welte, James A. Lundberg, Douglas J. Nesbit Hearing Site: Minneapolis, MN |  | Stipulated Award and Expungement |