| 18-03614 | 03/07/2022 | Claimant(s): Ellen Friedman, George Vrakas, Katherine Looper, Paul Cohen, Thomas Scheidt, William Bump, Chicago Houston Partners, NNN Congress Center 10, NNN Congress Center 13, NNN Congress Center 14, NNN Congress Center 15, NNN Congress Center 16, NNN Congress Center 3, NNN Congress Center 4, NNN Congress Center 7, NNN Congress Center Member 10, NNN Congress Center Member 13, NNN Congress Center Member 14, NNN Congress Center Member 15, NNN Congress Center Member 16, NNN Congress Center Member 3, NNN Congress Center Member 4, NNN Congress Center Member 7, Karen J Fils Estate; WilliamBump,Executr, Stanley Cohen Estate;L.Leventon,Executor, JonMar Partnership, GeorgeVrakas, GP, Looper Family Trust, KatherineLooperTTEE
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): Wilfredo Felix, Primex
Respondent Lawyers(s): Wilfredo Felix
Arbitrator(s): Kenneth E. Owen, Daniel R. Brush, John R Sustersic
Hearing Site: Los Angeles, CA
|  | $1,034,170 |
| 14-03682 | 12/28/2016 | Claimant(s): Kevin Dwyer
Claimant Lawyers(s): Zshonette L. Reed
Respondent(s): Cullen Crabbe, Stephen Kipp, Kipp Financial Group.
Respondent Lawyers(s): Cullen Crabbe, H. Thomas Fehn
Arbitrator(s): Elliott David Finkel, Erik R. Siering, Daniel R. Brush
Hearing Site: Los Angeles, CA
| | $0 |
| 10-02633 | 07/16/2012 | Claimant(s): Alvaro Castro, Patricia Castro, The Castro Family Trust
Claimant Lawyers(s): Irwin Stein, Timothy A. Canning
Respondent(s): Jim Lund, Michelle Langer, Robert Tweed, Capwest Securities.
Respondent Lawyers(s): H. Thomas Fehn
Arbitrator(s): David J. Anderson, Melvin S. Feldman, Daniel R. Brush
Hearing Site: Los Angeles, CA
| | $156,250 |
| 10-01149 | 06/10/2011 | Claimant(s): Ellen Brown
Claimant Lawyers(s): Marc I. Zussman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Neuberger Berman LLC
Respondent Lawyers(s): Mitchell Albert, Tara A. LaClair
Arbitrator(s): Herbert Leslie Greenberg, Vincent J. Natoli, Daniel R. Brush
Hearing Site: Los Angeles, CA
| | $0 |
| 10-02831 | 05/13/2011 | Claimant(s): Richard Schreiber, Richard E. Schreiber IRA, Richard E. Schreiber Retirement Trust
Claimant Lawyers(s): Brian D. Miller
Respondent(s): Charles Schwab & Co.., Charles Schwab Investment Management, In, The Charles Schwab Corporation
Respondent Lawyers(s): Evelyn C. Best
Arbitrator(s): David J. Anderson, Annette Gres Shepherd, Daniel R. Brush
Hearing Site: Los Angeles, CA
| | Expungement |
| 08-01875 | 11/02/2009 | Claimant(s): Patricia A. Meyer Survivors Trust, Robert H. Meyer Family Trust
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): Joseph C. Watson, Harris J. Howard, Daniel R. Brush
Hearing Site: Los Angeles, CA
| | $0 |
| 08-01846 | 06/01/2009 | Claimant(s): Janet Laird
Claimant Lawyers(s): H Thomas Fehn
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Michael M. Gless
Arbitrator(s): Ernest L. Burnside, George L. Tindall, Daniel R. Brush
Hearing Site: Los Angeles, CA
| | $0 |
| 07-01521 | 03/09/2009 | Claimant(s): Robert Shepherd
Claimant Lawyers(s): Montgomery G. Griffin
Respondent(s): Marshall Field, Emmett A Larkin Company., Southwest Securities.
Respondent Lawyers(s): Brandon S. Reif, Jonathan D. Neerman, Marshall Field
Arbitrator(s): William J. Adams, Arthur T. Berggren, Daniel R. Brush
Hearing Site: Los Angeles, CA
| | Expungement |
| 07-00519 | 01/30/2008 | Claimant(s): Amazing Destiny Trust, Moonlight Miracle Trust
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Carlo Sparacino, David Crist, Jeffrey Reed, SII Investments., WIN-Team Insurance Services.
Respondent Lawyers(s): Elizabeth Lowery
Arbitrator(s): Barbara M. Zak, Daniel R. Brush, Steven J. Feldman
Hearing Site: Los Angeles, CA
| | $255,149 |
