| 13-00830 | 10/17/2014 | Claimant(s): Thomas Mayberry
Claimant Lawyers(s): James S. McCarthy
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Joseph Castellano
Arbitrator(s): Leo G. Stern
Hearing Site: Minneapolis, MN
|  | Stipulated Award |
| 13-00481 | 09/29/2014 | Claimant(s): Jeffrey Bross
Claimant Lawyers(s): James S. McCarthy
Respondent(s): Anastasios Belesis, John Thomas Financial
Respondent Lawyers(s): Anastasios Belesis, Joseph Castellano
Arbitrator(s): Robert G. Haddenhorst, Thomas J. Ray, David J. Bokal
Hearing Site: St. Louis, MO
| | Stipulated Award |
| 13-01599 | 08/07/2014 | Claimant(s): Billie La Violette, Gary Zack, Jennifer Bernard-Zack, Robert La Violette
Claimant Lawyers(s): Carl F. Schoeppl
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Maria Cummings
Arbitrator(s): Debra A. Jenks, James M. Scutti, Ellen J. Abrams
Hearing Site: Boca Raton, FL
| | $485,124 |
| 13-00041 | 08/05/2014 | Claimant(s): Eubulus Kerr
Claimant Lawyers(s): Gabrielle J. Pretto
Respondent(s): Anastasios Belesis, Brian Roth, George Belesis, Joseph Castellano, Michele Misiti, Peter Viglione, John Thomas Financial
Respondent Lawyers(s): Brian Roth, Dan A. Druz, Peter Viglione
Arbitrator(s): Kendall P. Hill, James E. Bolin, John J. Meyer
Hearing Site: New Orleans, LA
| | $920,110 |
| 13-00217 | 05/21/2014 | Claimant(s): Michael Bross
Claimant Lawyers(s): James S. McCarthy
Respondent(s): Anastasios Belesis, John Thomas Financial
Respondent Lawyers(s): Anastasios P. Belesis, Company President
Arbitrator(s): Keith E. Mattern, Daniel J. Marsh, David Cottingham Mann
Hearing Site: St. Louis, MO
| | $0 |
| 12-04224 | 05/07/2014 | Claimant(s): Richard Remington
Claimant Lawyers(s): Sara E. Hanley
Respondent(s): Omar Hassan, John Thomas Financial
Respondent Lawyers(s): David Hirschberg, Maria Cummings
Arbitrator(s): Michael Lancaster Garcia, Kenneth W. Gosliner, Norman S. Nayfach
Hearing Site: San Francisco, CA
| | $163,050 |
| 13-02188 | 04/07/2014 | Claimant(s): Marcy Miller, Michael Biller
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Anastasios Belesis, George Belesis, Joseph Castellano, John Thomas Financial
Respondent Lawyers(s): Dan A. Druz
Arbitrator(s): James D. Keeney
Hearing Site: Tampa, FL
| | $50,425 |
| 13-00771 | 03/27/2014 | Claimant(s): Todd Tuls
Claimant Lawyers(s): Timothy Feil
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Company President
Arbitrator(s): George A. Abbott, James Edward Nash, Linda Ann Mares
Hearing Site: Omaha, NE
| | Stipulated Award |
| 13-01112 | 03/20/2014 | Claimant(s): Arthur Meadows, Virginia Meadows
Claimant Lawyers(s): Brian J. Neville
Respondent(s): Anastasios Belesis, George Belesis, John Thomas Financial
Respondent Lawyers(s): Dan Druz
Arbitrator(s): Irene C. Warshauer
Hearing Site: New York, NY
| | $16,600 |
| 12-01171 | 12/20/2013 | Claimant(s): Patricia Loberg, Paul Loberg
Claimant Lawyers(s): Robert A. Mathers
Respondent(s): Barry Pittman, John Thomas Financial
Respondent Lawyers(s): Barry V. Pittman, Company President
Arbitrator(s): Philip J. Glick
Hearing Site: Milwaukee, WI
| | $132,000 |
