| 07-02070 | 12/18/2007 | Claimant(s): Robert Granger
Claimant Lawyers(s): Robert J Granger
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Beverly Jo Slaughter
Arbitrator(s): Herbert H. Neuer
Hearing Site: Milwaukee, WI
|  | $0 |
| 07-01244 | 12/11/2007 | Claimant(s): Ashley Champlin, Ashley Brooke Champlin Treasury Strips
Claimant Lawyers(s): Greg P. Regier
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Ryan P. Smith
Arbitrator(s): David J. Anderson
Hearing Site: Los Angeles, CA
| | $0 |
| 07-01186 | 11/16/2007 | Claimant(s): William Westerman
Claimant Lawyers(s): William H. Westerman
Respondent(s): Wachovia Securities
Respondent Lawyers(s): David J. Rice
Arbitrator(s): Edward J. Vaia
Hearing Site: Tampa, FL
| | $88 |
| 07-00417 | 11/12/2007 | Claimant(s): Elizabeth Bondoc
Claimant Lawyers(s): Neda Ataie
Respondent(s): Wachovia Securities, Stephen Wilson
Respondent Lawyers(s): Peter Brown Dolan, Ryan P. Smith
Arbitrator(s): William E. Winfield, Troy C. Sumrall, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
| | $13,713 |
| 06-04869 | 11/08/2007 | Claimant(s): A. Flannery, Tolman Flannery
Claimant Lawyers(s): Laurence M. Landsman
Respondent(s): Wachovia Securities, William Muehlhauser
Respondent Lawyers(s): Andrew R. Park
Arbitrator(s): Ronald B. Schwartz, Ann Breen-Greco, Michael Stephen Knight
Hearing Site: Chicago, IL
| | $293,660 |
| 06-02094 | 10/10/2007 | Claimant(s): Sidney and Sandra Levy
Claimant Lawyers(s): Ronald P. Weil
Respondent(s): Wachovia Securities, Robert DeForest
Respondent Lawyers(s): Beverly Jo Slaughter
Arbitrator(s): Kalman J. Lester, Berthold T. Berkwich, Martin P. Bergman
Hearing Site: Boca Raton, FL
| | $382,600 |
| 06-02660 | 08/01/2007 | Claimant(s): Steven Schwartz
Claimant Lawyers(s): Steven P. Schwartz
Respondent(s): Wachovia Securities, Delores Vance
Respondent Lawyers(s): Ryan P. Smith
Arbitrator(s): Samuel J. Henderson, Sandra J. Bakalus, Marilyn K. Dirks
Hearing Site: Tampa, FL
| | $10,513 |
