| 08-04924 | 12/31/2009 | Claimant(s): Duckkyu Chang, Kee Chang, Duckkyu Chang TTEE Cumberland Pathology
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): David Smith, Thomas Livingston, Timothy McGinn, William Lex, McGinn, Smith & Co..
Respondent Lawyers(s): David C. Franceski
Arbitrator(s): Edward Greer, Thomas Benjamin Salzer, Kenneth Joseph Beahan
Hearing Site: Philadelphia, PA
|  | $805,110 |
| 08-04585 | 08/06/2009 | Claimant(s): Harold Kozupsky, Jeanette Kozupsky, Harold and Jeanette Kozupsky, IRA, Harold Kozupsky and Jeanette Kozupsky
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): George Gladman, Ronald Slevin, RBC Dain Raucher
Respondent Lawyers(s): Joel E. Davidson
Arbitrator(s): John F. Duane, Alvin Green, James D. Yellen
Hearing Site: New York, NY
| | Stipulated Award and Expungement |
| 06-04051 | 01/29/2008 | Claimant(s): Robert Ferrucci
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): McLaughlin, Piven, Vogel Securities, Lawrence Tulenko
Respondent Lawyers(s): Mark G. Vaughan
Arbitrator(s): Howard S. Quinn, Kenneth F. Leder, Peter A. Seibel
Hearing Site: New York, NY
| | $467,000 |
| 05-03849 | 12/04/2007 | Claimant(s): Rodney Beck, Stacey Beck, Rodney R. Beck Living Trust d 12-05-04, Stacey Beck Living Trust dtd 12-05-94
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): William Artmann, Investacorp.
Respondent Lawyers(s): Alex J. Sabo
Arbitrator(s): Richard Marc Weinroth, Allan D. Breyer, Karen D. Hanson
Hearing Site: Phoenix, AZ
| | $1,150,000 |
