| 18-01944 | 04/19/2023 | Claimant(s): GAMASA
Claimant Lawyers(s): Eric Quetglas-Jordan
Respondent(s): Popular Securities.
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Steven Gerard Goerke, Douglas Earl McLaren, Constance P. Barr
Hearing Site: San Juan, PR
|  | $0 |
| 18-03640 | 12/20/2022 | Claimant(s): Felipe Benedit Bueno, Janette Lindenmann, Benedit Holdings Co.
Claimant Lawyers(s): Robert Wayne Pearce
Respondent(s): Popular Securities.
Respondent Lawyers(s): Nathan W. Lamb
Arbitrator(s): Andrea U. Calve, G. Dennis Sheehan, Victor Calderon
Hearing Site: San Juan, PR
| | Expungement |
| 21-00598 | 02/07/2022 | Claimant(s): Zoraida Cruz Torres, Fideicomiso Zoraida Cruz Torres
Claimant Lawyers(s): Luis E. Minana
Respondent(s): Popular Securities.
Respondent Lawyers(s): Maria T. Alvarez-Santos
Arbitrator(s): Robert G. Falbisaner, Sergio A. Dominguez, Jose Francisco Cartaya Morales
Hearing Site: San Juan, PR
| | Dismissed by Rule 12206 |
| 20-04220 | 12/13/2021 | Claimant(s): Jorge Guerrero, Maria Espada
Claimant Lawyers(s): Luis E. Minana
Respondent(s): Popular Securities.
Respondent Lawyers(s): Maria T. Alvarez-Santos
Arbitrator(s): Robert G. Falbisaner, Jaime Rosario, Wanda L Esteras
Hearing Site: San Juan, PR
| | Dismissed by Rule 12206 |
| 18-01674 | 10/27/2020 | Claimant(s): Julio Julia, Yvonne Battistini
Claimant Lawyers(s): Walter J. Mathews
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Popular Securities.
Respondent Lawyers(s): Alan M. Wolper, Keith Olin
Arbitrator(s): Monica I. Salis, Langfred W. White, Susan Ruth Levin
Hearing Site: San Juan, PR
| | $0 |
| 11-00425 | 10/17/2014 | Claimant(s): Haydee de Cancio, Pablo Cancio
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): Citigroup Global Markets., Juan Colon-Perea, Popular Securities.
Respondent Lawyers(s): Jason S. Haselkorn, Roberto C. Quinones-Rivera
Arbitrator(s): Monroe Mitchel, Stuart K. Furman, Robert G. Falbisaner
Hearing Site: San Juan, PR
| | Expungement |
| 11-01031 | 07/02/2014 | Claimant(s): Ramon Ramirez, Sylvia Ramirez
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): Citigroup Global Markets., Popular Securities.
Respondent Lawyers(s): Jason S Haselkorn, Roberto C. Quinones-Rivera
Arbitrator(s): Charles Hoffman, Stuart K. Furman, Jeffrey R. Roth
Hearing Site: San Juan, PR
| | Expungement |
| 11-03450 | 04/17/2014 | Claimant(s): Louis Wolfson
Claimant Lawyers(s): Louis Wolfson
Respondent(s): Carmen Rodriguez Acevedo, Eduardo Pou Monagas, Marivelisse Diaz, Roberto Feria Cestero, Popular Securities., Santander Securities Corp.
Respondent Lawyers(s): A. Patricia Morales Christiansen, Alan M. Wolper
Arbitrator(s): Steven Gerard Goerke, Michael Lau, Fredrick T.W. Reed
Hearing Site: San Juan, PR
| | $0 |
| 12-03042 | 01/30/2014 | Claimant(s): Joaquin Monserrate-Matienzo, Roxana Matienzo-Carrion
Claimant Lawyers(s): David R. Chase
Respondent(s): Popular Securities.
Respondent Lawyers(s): Nathan W. Lamb
Arbitrator(s): Steven Gerard Goerke, Michael Lau, Raymond W. Snow
Hearing Site: San Juan, PR
| | $0 |
| 12-00725 | 09/06/2013 | Claimant(s): Genaro Mojica Negron, Luz Avila Jimenez
Claimant Lawyers(s): Marie Elsie Lopez Adames
Respondent(s): Roberto Rivera Vazquez, Popular Securities.
Respondent Lawyers(s): Nestor M. Mendez, Sara L. Velez-Santiago
Arbitrator(s): Steven M. Greenbaum, Seth L. Finkel, Jaime J. Aponte-Parsi
Hearing Site: San Juan, PR
| | $0 |
