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FINRA Awards for Ellyn S. Roth

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Displaying 11-15 out of 15 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0208803/22/2011Claimant(s): Freedom Investors Corp.
Claimant Lawyers(s): Harry Delagrammatikas
Respondent(s): Sydney Pinter, Kahal Shomrei Hadath, non-profit Synagog
Respondent Lawyers(s): Sydner Pinter
Arbitrator(s): Marilyn J. Salzman, Martin Hunger, Ellyn S. Roth
Hearing Site: New York, NY
Checkmark Icon$0
08-0097811/19/2010Claimant(s): Gregory Doane
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Bruce Lewitas
Arbitrator(s): Robert L. Spangler, Anna M. Fanelli, Ellyn S. Roth
Hearing Site: New York, NY
Checkmark Icon$0
09-0117808/31/2010Claimant(s): Christopher Carthew
Claimant Lawyers(s): Adam Gana
Respondent(s): Eric Gretchyn, Milestone Financial Services.
Respondent Lawyers(s): Dan A. Druz, Matthew Schonberg
Arbitrator(s): Ellyn S. Roth
Hearing Site: New York, NY
Checkmark Icon$90,000
08-0330006/18/2010Claimant(s): Richard Jedwab and Marilyn Jedwab
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): John J. Nielands
Arbitrator(s): Fred L. Simon, Ellyn S. Roth, Jeffrey P. Halperin
Hearing Site: New York, NY
Checkmark Icon$0
06-0470610/28/2008Claimant(s): Lanstone Nominees Pty Ltd, Barry Fry Superannuation Fund Trust
Claimant Lawyers(s): Kim Steven Juhase
Respondent(s): Alexys McKenzie, Anthony Donaruma, Charles Carrillo, Michael Finnan, Morgan Wilshire Securities., Morgan Wilshire Securities, Pty, Ltd.
Respondent Lawyers(s): Alexys McKenzie, Anthony Donaruma, Charles Carillo
Arbitrator(s): Eva H. Posman, Ellyn S. Roth, David Marcus
Hearing Site: New York, NY
Checkmark Icon$0

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