| 16-02832 | 10/30/2018 | Claimant(s): Kathryn Schmierer
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Russell W. Merriman, Frank Brenner, Anne Marie Martin
Hearing Site: Tampa, FL
|  | $360,800 |
| 13-00549 | 03/21/2016 | Claimant(s): Crystal Diamond., Interphase., Roy M. Speer Fndn U/T/A dtd 12/16/86, Estate of Roy M. Speer, Roy M. Speer Rev. Trst U/T/A dtd 5/11/06
Claimant Lawyers(s): Scott C. Ilgenfritz
Respondent(s): Ami Forte, Morgan Stanley, Terry McCoy
Respondent Lawyers(s): Colleen M. Fitzgerald, Jason M. Fedo
Arbitrator(s): Russell W. Merriman, Henry A. Tenenbaum, David F. Simon
Hearing Site: Tampa, FL
| | $34,387,800 |
| 11-04215 | 05/14/2014 | Claimant(s): Miroslav Mitusina, B&M Precision
Claimant Lawyers(s): Scott W. Fitzpatrick
Respondent(s): Frederick Rock, Fifth Third Securities.
Respondent Lawyers(s): Robert R. Warchola
Arbitrator(s): Jerrold E. Slutzky, Russell W. Merriman, Stephen Earl Clark
Hearing Site: Tampa, FL
| | Expungement |
| 13-00089 | 11/01/2013 | Claimant(s): Kristopher Brownlow, Alison Carpenter, as trustee D. Mason, as trustee M. Mason
Claimant Lawyers(s): Jeffrey P. Coleman
Respondent(s): Retirement Securities., Sterling Enterprises Group.
Respondent Lawyers(s): Alyn Towne, Stanley Fishman
Arbitrator(s): Constance d'Angelis, Russell W. Merriman, A.J. Seier
Hearing Site: Tampa, FL
| | $901,053 |
| 12-02107 | 10/24/2013 | Claimant(s): Wayne Turner
Claimant Lawyers(s): Eric E. Ludin
Respondent(s): LPL Financial LLC, Sharon Fall, Uvest Financial Services Group.
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Paul E. Flora, Russell W. Merriman, Gayle B. Carlson
Hearing Site: Tampa, FL
| | Expungement |
| 06-01056 | 08/03/2007 | Claimant(s): Harland L. Beers Rollover IRA
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Legg Mason Wood Walker
Respondent Lawyers(s): Thomas K. Potter
Arbitrator(s): John Steve Azadian, Russell W. Merriman, Oliver J. Janney
Hearing Site: Tampa, FL
| | Stipulated Award |
