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FINRA Awards for Russell W. Merriman

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0025303/05/2019Claimant(s): James Hall
Claimant Lawyers(s): Andre R. Perron
Respondent(s): Michael Rees
Respondent Lawyers(s): Elaine M. Rice
Arbitrator(s): Russell W. Merriman, Bryant Ashley Scriven, Leslie Ann Thornton
Hearing Site: Tampa, FL
13-0067605/15/2014Claimant(s): Richard Fusari
Claimant Lawyers(s): Richard Fusari
Respondent(s): Klaus Siepmann, Robert Mather, Allied Beacon Partners.
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Gary L. Hodge, Russell W. Merriman, John Frank Bauder
Hearing Site: Tampa, FL
09-0496010/18/2010Claimant(s): Marc Wolff, Wolff Investment Planning
Claimant Lawyers(s): W. Andrew Clayton
Respondent(s): Moors & Cabot.
Respondent Lawyers(s): David L. Ward
Arbitrator(s): Russell W. Merriman, Lawrence Zenville Rosenberg, Robert Knickerbocker
Hearing Site: Tampa, FL
09-0157709/09/2010Claimant(s): David Kronsbein
Claimant Lawyers(s): Vincent B. Lynch
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Jana Bruder
Arbitrator(s): Gordon G. Bowles, David M. Snyder, Russell W. Merriman
Hearing Site: Tampa, FL

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