| 23-01288 | 10/03/2024 | Claimant(s): Elizabeth Deluca, Louis Deluca, UBS.
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): John B. Sochacki, Stephanie Jeannette Charny, Gustavo Gutierrez
Hearing Site: Boca Raton, FL
|  | $14,266,100 |
| 10-05708 | 04/20/2012 | Claimant(s): David Fox
Claimant Lawyers(s): Brian G. Issacson
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): Stuart D. Summers, Todd L. Barlow, Stephen L. Flint
Hearing Site: Indianapolis, IN
| | $375 |
| 08-04742 | 03/16/2012 | Claimant(s): Corbin Robertson
Claimant Lawyers(s): Fletcher V. Trammell
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): Antoinette M. Romano, Carlton A. Butler, Allan R. Lazor
Hearing Site: Houston, TX
| | $206,107 |
| 09-06022 | 09/22/2011 | Claimant(s): Dallas Blagg, Robyn Ward-Blagg
Claimant Lawyers(s): Jason A. Archinaco
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): Robert J. Gregory, James Douglas Haigh, Sam Adatto Kayem
Hearing Site: Dallas, TX
| | $0 |
| 09-05421 | 01/28/2011 | Claimant(s): Randall Fausak
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): G. Wayne Hillis, Jr.
Arbitrator(s): Kinchen C. Bizzell, Richard J. Kaplan, Demetrio S. Timban
Hearing Site: New Orleans, LA
| | $107,475 |
| 08-03844 | 12/16/2010 | Claimant(s): Gary Siller, Heather Hietpas, Juanita Malone Cooper, Lauren Thompson, Leslie Siller, Michael Thompson, Thomas Thompson, Valerie Thompson
Claimant Lawyers(s): Roger B. Greenberg
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): Juanita D. McKethan, Marjorie C. Johnson
Hearing Site: Houston, TX
| | $0 |
| 10-02449 | 12/01/2010 | Claimant(s): Donald Lingle
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): William B. Kirby
Hearing Site: Boise, ID
| | $15,532 |
| 08-04174 | 05/04/2009 | Claimant(s): Alice Talisse and Richard Talisse
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): Diane Getzler
Hearing Site: New York, NY
| | $163 |
