Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-00591 | 08/26/2022 | Claimant(s): Robert Paulen IRA Claimant Lawyers(s): Michael Hill Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Lawton R. Graves Arbitrator(s): Nancy J. Cliff Hearing Site: Boca Raton, FL |  | Expungement |
| 20-04109 | 08/12/2022 | Claimant(s): Hilary Diaz Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Lawton R. Graves Arbitrator(s): Cheryl H. Agris Hearing Site: New York, NY | | Expungement |
| 20-04088 | 08/04/2022 | Claimant(s): Jawad Khan, Jawad Khan IRA Claimant Lawyers(s): Jawad Khan Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Lawton R. Graves Arbitrator(s): John J. Fitzpatrick Hearing Site: Bismarck, ND | | Expungement |
| 21-00178 | 06/09/2022 | Claimant(s): Paul Sweet IRA Claimant Lawyers(s): Michael Hill Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Lawton R. Graves Arbitrator(s): Samuel H. Chorches Hearing Site: Providence, RI | | Expungement |
| 20-03742 | 03/29/2022 | Claimant(s): Melanie Meadows Claimant Lawyers(s): Michael S. Hill Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Lawton R. Graves Arbitrator(s): G. Maynard Green, Gwendolyn Canady, Demeita M Johnson Hearing Site: Houston, TX | | $0 |
| 20-03293 | 03/24/2022 | Claimant(s): Jeffrey Trosen, Susan Trosen Claimant Lawyers(s): Michael S. Hill Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Lawton R. Graves Arbitrator(s): John J. Fitzpatrick, Jonathan H. Krotinger, Lynn Hirschfeld Brahin Hearing Site: Bismarck, ND | | $70,000 |
| 21-00984 | 01/24/2022 | Claimant(s): Duane Goeden, Marion Goeden Claimant Lawyers(s): Duane Goeden Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Lawton R. Graves Arbitrator(s): Peter N. Thompson, Kerry C. Koep, James Martell Martin Hearing Site: Minneapolis, MN | | Expungement |
| 17-02169 | 08/24/2018 | Claimant(s): Dan Yarbrough Claimant Lawyers(s): Everett W. Bennett Respondent(s): Scottrade Inc. Respondent Lawyers(s): Lawton R. Graves Arbitrator(s): Theodore Haynes Hearing Site: Columbia, SC | | $0 |