| 10-05141 | 11/14/2012 | Claimant(s): Eugene Regnier, Leona Regnier
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Susan E. Maloney
Hearing Site: Boston, MA
|  | $0 |
| 11-02687 | 08/22/2012 | Claimant(s): Nancy Potter, Nancy L. Potter IRA, Donna M. Wilson,Trustee Potter Family
Claimant Lawyers(s): Bradley A. Singer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Chesley Oriel, John B. Kinsellagh, Susan E. Maloney
Hearing Site: Boston, MA
| | $50,000 |
| 09-00381 | 01/26/2011 | Claimant(s): Thomas Meyer
Claimant Lawyers(s): Thomas J. Meyer
Respondent(s): Christopher Bingham, Jean-Michel Robiou, E*Trade Securities LLC, Michael Steinrich
Respondent Lawyers(s): Craig A. Saunders, Meredith A. Felde
Arbitrator(s): Peter Svorinic, Susan E. Maloney, Frank E. Wolf
Hearing Site: Manchester, NH
| | Expungement |
| 09-02156 | 07/22/2010 | Claimant(s): Jon Dame and Nancy Powlowsky - JTWROS
Claimant Lawyers(s): Sean T. Carnathan
Respondent(s): J Maxwell, Oppenheimer & Co..
Respondent Lawyers(s): Deborah L. Thaxter, Matthew T. McLaughlin
Arbitrator(s): Susan E. Maloney, Andrew Wayne Wunsch, Evalyn Lipton Fishbein
Hearing Site: Boston, MA
| | $0 |
| 09-04040 | 02/09/2010 | Claimant(s): Susan Ryan
Claimant Lawyers(s): Susan Ryan
Respondent(s): Angela Gray, Angela Lenehan, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Diane M. Brown
Arbitrator(s): Susan E. Maloney
Hearing Site: Boston, MA
| | $163 |
| 08-02408 | 07/14/2009 | Claimant(s): D. Bartell
Claimant Lawyers(s): David E. Robbins
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kelly J. Moynihan
Arbitrator(s): Peter L. Curry, Susan E. Maloney, Michael Jay Rich
Hearing Site: Boston, MA
| | $0 |
