12-04108 | 10/10/2014 | Claimant(s): John Wellborn Claimant Lawyers(s): Jonathan E. Newman Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Kendall P. Hill, John D. Mattingly, Orville Barrington Wright Hearing Site: Birmingham, AL
| | $0 |
13-00041 | 08/05/2014 | Claimant(s): Eubulus Kerr Claimant Lawyers(s): Gabrielle J. Pretto Respondent(s): Anastasios Belesis, Brian Roth, George Belesis, Joseph Castellano, Michele Misiti, Peter Viglione, John Thomas Financial Respondent Lawyers(s): Brian Roth, Dan A. Druz, Peter Viglione Arbitrator(s): Kendall P. Hill, James E. Bolin, John J. Meyer Hearing Site: New Orleans, LA
| | $920,110 |
08-03266 | 02/10/2011 | Claimant(s): Edward Karrels Claimant Lawyers(s): H. Naill Falls Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Wendy M. Warren Arbitrator(s): Kendall P. Hill, Kenneth M. Jackson, Lovella L. Richardson Hearing Site: Nashville, TN
| | $373,135 |
07-01704 | 10/26/2010 | Claimant(s): Andrew Elly, James Snow, Rayford Dunnam Claimant Lawyers(s): Mack A. Bethea Respondent(s): Prudential Equity Group, William Brownell Respondent Lawyers(s): Retta A. Miller Arbitrator(s): Kendall P. Hill, Mark A. Myers, Robert Thomas Killelea Hearing Site: Jackson, MS
| | $656,000 |
09-03614 | 08/02/2010 | Claimant(s): Curtis Pilot Claimant Lawyers(s): Dawn Stith Evans Respondent(s): Citigroup Global Markets., Webb Radcliff, Morgan Stanley Smith Barney (CRD#149777), Salomon Smith Barney (CRD # 7059) Respondent Lawyers(s): Sean J. Coughlin Arbitrator(s): Kendall P. Hill, Steven P. Gregory, Marshal H. Emerson Hearing Site: Birmingham, AL
| | Stipulated Award and Expungement |
08-04948 | 03/30/2010 | Claimant(s): The Westervelt Company Claimant Lawyers(s): Peter R. Sonderby Respondent(s): Banc of America Securities LLC Respondent Lawyers(s): Jonathan Rosenberg Arbitrator(s): Kendall P. Hill, Fred M. Ridolphi, M. Bruce Adelberg Hearing Site: Birmingham, AL
| | $6,025,000 |
08-00691 | 11/25/2008 | Claimant(s): Wilbur J. Simmons and Fay M. Simmons Claimant Lawyers(s): Andrew Stoltmann Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Terry R. Weiss Arbitrator(s): Kendall P. Hill, James Edward Seale, Richard David Schultz Hearing Site: Birmingham, AL
| | $0 |