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FINRA Awards for Kendall P. Hill

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0410810/10/2014Claimant(s): John Wellborn
Claimant Lawyers(s): Jonathan E. Newman
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Kendall P. Hill, John D. Mattingly, Orville Barrington Wright
Hearing Site: Birmingham, AL
Checkmark Icon$0
13-0004108/05/2014Claimant(s): Eubulus Kerr
Claimant Lawyers(s): Gabrielle J. Pretto
Respondent(s): Anastasios Belesis, Brian Roth, George Belesis, Joseph Castellano, Michele Misiti, Peter Viglione, John Thomas Financial
Respondent Lawyers(s): Brian Roth, Dan A. Druz, Peter Viglione
Arbitrator(s): Kendall P. Hill, James E. Bolin, John J. Meyer
Hearing Site: New Orleans, LA
Checkmark Icon$920,110
08-0326602/10/2011Claimant(s): Edward Karrels
Claimant Lawyers(s): H. Naill Falls
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Wendy M. Warren
Arbitrator(s): Kendall P. Hill, Kenneth M. Jackson, Lovella L. Richardson
Hearing Site: Nashville, TN
Checkmark Icon$373,135
07-0170410/26/2010Claimant(s): Andrew Elly, James Snow, Rayford Dunnam
Claimant Lawyers(s): Mack A. Bethea
Respondent(s): Prudential Equity Group, William Brownell
Respondent Lawyers(s): Retta A. Miller
Arbitrator(s): Kendall P. Hill, Mark A. Myers, Robert Thomas Killelea
Hearing Site: Jackson, MS
Checkmark Icon$656,000
09-0361408/02/2010Claimant(s): Curtis Pilot
Claimant Lawyers(s): Dawn Stith Evans
Respondent(s): Citigroup Global Markets., Webb Radcliff, Morgan Stanley Smith Barney (CRD#149777), Salomon Smith Barney (CRD # 7059)
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Kendall P. Hill, Steven P. Gregory, Marshal H. Emerson
Hearing Site: Birmingham, AL
Checkmark IconStipulated Award and Expungement
08-0494803/30/2010Claimant(s): The Westervelt Company
Claimant Lawyers(s): Peter R. Sonderby
Respondent(s): Banc of America Securities LLC
Respondent Lawyers(s): Jonathan Rosenberg
Arbitrator(s): Kendall P. Hill, Fred M. Ridolphi, M. Bruce Adelberg
Hearing Site: Birmingham, AL
Checkmark Icon$6,025,000
08-0069111/25/2008Claimant(s): Wilbur J. Simmons and Fay M. Simmons
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Kendall P. Hill, James Edward Seale, Richard David Schultz
Hearing Site: Birmingham, AL
Checkmark Icon$0

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