| 23-00312 | 12/04/2023 | Claimant(s): Andrea Freedlund
Claimant Lawyers(s): Andrea J. Freedlund
Respondent(s): Northwestern Mutual Investment Services,
Respondent Lawyers(s): Clarke C. Greene
Arbitrator(s): Jack R. Goetz, Steven H. Gentry, Gecole L. Harley
Hearing Site: Los Angeles, CA
|  | $175 |
| 22-00379 | 06/30/2023 | Claimant(s): Vukich Family Trust U/A Dated 07/17/2003
Claimant Lawyers(s): Gary Mark Brewer
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Michael Hulley, Richard Sanders
Respondent Lawyers(s): Kelly L. Doyle
Arbitrator(s): Barbara M. Zak, Eric Gad Forster, Jack R. Goetz
Hearing Site: Los Angeles, CA
| | Expungement |
| 18-00400 | 08/12/2019 | Claimant(s): Benjamin Kwon, Castle Eurasia Corp, El Centro Acres
Claimant Lawyers(s): Benjamin Kwon
Respondent(s): Milan Konkol, MUFG Union Bank, N.A., Unionbanc Investment Services
Respondent Lawyers(s): Ryan S. Lean
Arbitrator(s): Thomas E. Shuck, Jack R. Goetz, Lisa Miller
Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12212(c) |
| 16-00906 | 09/12/2017 | Claimant(s): Overview Productions.
Claimant Lawyers(s): Amanda L. Voivedich
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Robert D. Sussin, Jasmina T. Boulanger, Jack R. Goetz
Hearing Site: Los Angeles, CA
| | $135,100 |
| 14-03223 | 03/30/2016 | Claimant(s): Soleiman Ghalili
Claimant Lawyers(s): Ken Nathanson
Respondent(s): Steven Bernstein, Metropolitan Life Insurance Company
Respondent Lawyers(s): Alexandra Drury, Jeffrey E. Fields
Arbitrator(s): June McLaughlin, Robert Alan Merring, Jack R. Goetz
Hearing Site: Los Angeles, CA
| | Expungement |
| 11-02736 | 03/04/2014 | Claimant(s): Bart Sullivan, Bart Sullivan.
Claimant Lawyers(s): Bart Sullivan
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie Mason
Arbitrator(s): Michael D. Harrison, Dennis A. Torres, Jack R. Goetz
Hearing Site: Los Angeles, CA
| | $0 |
