| 15-03221 | 07/25/2016 | Claimant(s): Philip Merryman
Claimant Lawyers(s): Philip Merryman
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gregory M. Scanlon
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
|  | $0 |
| 12-04362 | 03/20/2015 | Claimant(s): Richard Faherty
Claimant Lawyers(s): Michael J. Giarrusso
Respondent(s): Joseph Accardi, Morgan Stanley, Ruven Rodriguez
Respondent Lawyers(s): William Hohauser
Arbitrator(s): Daniel B. Berkson, Howard L. Sobel, Ellen R. Badinelli
Hearing Site: New York, NY
| | Expungement |
| 13-02650 | 05/14/2014 | Claimant(s): Tracy Stern
Claimant Lawyers(s): Mason Slaine
Respondent(s): Stephen Elblonk
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
| | $0 |
| 13-00649 | 01/29/2014 | Claimant(s): Salvatore Battimelli
Claimant Lawyers(s): Edward R. Scofield
Respondent(s): Ahmad Wares, EKN Financial Services Inc.
Respondent Lawyers(s): Bradley D. Schnur, Thomas Michael Giugliano
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
| | $47,585 |
| 12-02597 | 10/02/2013 | Claimant(s): William Roache
Claimant Lawyers(s): Michael M. Steinmetz
Respondent(s): John Macrone
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Richard W. Vallario, Howard L. Sobel, Amy Banet
Hearing Site: New York, NY
| | $699,394 |
| 11-04029 | 05/15/2012 | Claimant(s): Kristen Mahoney
Claimant Lawyers(s): Kristen Mahoney
Respondent(s): Charles Brancato
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
| | $0 |
| 11-00974 | 03/29/2012 | Claimant(s): Chris Funnell
Claimant Lawyers(s): David Neuman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Nikolas Komyati
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
| | Expungement |
| 10-01471 | 01/04/2011 | Claimant(s): Jane Klotz
Claimant Lawyers(s): Nathan P. Pereira
Respondent(s): Michael Dawson, Mikiel Debary, Marquette De Bary Co.., Monarch Financial Corporation
Respondent Lawyers(s): Charles M. O'Rourke, Marquette de Bary, Michael F. Dawson, Mikiel de Bary
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
| | $0 |
| 09-06911 | 11/23/2010 | Claimant(s): Barbara Hunt
Claimant Lawyers(s): Elizabeth Goldman
Respondent(s): Fred Karagosian, NPA Financial Services.
Respondent Lawyers(s): Michael J. Karalewich
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
| | $0 |
| 09-03856 | 10/22/2010 | Claimant(s): Leo Greenland
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Martin Hunger, Howard L. Sobel, Benjamin L. Anderson
Hearing Site: New York, NY
| | $0 |
